My Compliance Centre offers a comprehensive set of Apps to support modern risk and compliance functions. They are easy to use, provide value fast, and give your teams a unified view. Each App is powerful on its own, but it’s even more impressive when you use multiple Apps.
Demonstrate high levels of governance by managing your entire Boards and Committees structure and key information in one place.
Create, manage, track and evidence your Compliance Monitoring Programme. Define risks and sub-risks, as well as testing methods and objectives.
Log all your risk and compliance documents in a central location. Manage version control and update documents without creating multiple versions.
Strengthens the relationship between file reviews, risk, and remediation. Improves your assessment of your Consumer Duty.
Maintain a tight control of your Financial Promotions approval process and streamline the approvals process.
Register incidents and breaches for management reporting and track related remediation. Create your own approval workflow, and define your breaches categories – from SARs to data errors.
Track and manage every regulatory development that matters to you. Assign, track and manage changes and keep a record of information trails and acknowledgements
Strengthens the relationship between file reviews, risk, and remediation. Improves your assessment of your Consumer Duty. Used by firms in many different sectors including Wealth Management, Stockbroking and Insurance.
FCA regulated financial services firms of all types and sizes, from individual companies to complex groups with decentralised compliance functions.
Software and automations to manage your regulatory obligations and protect you and senior managers from non-compliance and reputational damage.
Streamline and evidence your employee compliance, from attestations to gifts and personal account dealing.
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