There's a better way

Our mission is to strengthen compliance governance in companies that are regulated for financial services by modernising the way they manage their compliance obligations.

Our solution

Gives you a single source of truth

Business functions such as Human Resources and Finance have leveraged technology to great effect. Why should Compliance be any different?

Up to now, regtech has offered discrete solutions in areas such as anti-money laundering and regulatory reporting. With My Compliance Centre you get an end-to-end compliance management solution that provides you with all the tools your firm needs in a single, shared technology application.

Designed by and for compliance professionals

My Compliance Centre has been designed specifically for regulated financial services firms. 

Firms that are in sectors that include Asset Management, Banking, Capital Markets, Corporate Finance, Fintech, Insurance, Investment Management, Payment Services, Private Equity, Venture Capital and Wealth Management.

Solutions for firms of all size and complexity

As suitable for small and medium sized firms as it is for larger groups of companies.

It replaces all the different Excel spreadsheets, documents and systems with a sophisticated, yet simple to use compliance management platform.

The problems we're solving

Evidencing compliance

Regulators naturally expect firms to keep on top of their regulatory obligations and to be able to evidence their controls and procedures. Senior managers are increasingly seeking the same assurances, with the Senior Managers and Certification Regime creating a growing spectre of greater personal liability, regulatory actions, and fines.

Keeping pace with regulatory change

Firms continue to face a continuous stream of regulatory updates, consultations, thematic reviews and guidance. A fast-paced regulatory landscape that makes it ever more difficult to filter out the white noise and track attestations and changes to policies, processes, procedures and controls.

 

Myriad of different documents

Most compliance teams employ a myriad of different Excel worksheets and documents to manage their compliance obligations. Producing reports or getting an up to date picture of completed, upcoming and overdue compliance activities can be cumbersome and time consuming. Whilst these systems may be effective, they have severe limitations.

Version control and collaboration

Experience tells us that you end up with multiple copies of the data often being independently manipulated by different people. Excel spreadsheets are the most commonly used document type and we’re all too aware that they are not easy to use for collaborative working. Typically, the number of spreadsheets that a company uses grows and grows, exacerbating the problem.

Take a look at My Compliance Centre

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