Benefits

Designed for firms that offer regulated financial services and in sectors that include Asset Management, Banking, Capital Markets, Consumer Credit, Corporate Finance, Fintech, Insurance, Investment Management, Payment Services, Private Equity, Venture Capital and Wealth Management.

Strengthens compliance governance

  • Assign, track, report and evidence your scheduled activities, ad-hoc tasks, regulatory changes and remedial actions in real-time.
  • Access a rich source of management information.
  • See what’s been completed, what’s upcoming and what’s overdue; filter by person, team or group company; drill down to get the detail.
  • Gives compliance managers, boards and risk committees the confidence that your firm is on top of managing your compliance obligations.

Evidences your compliance

My Compliance Centre offers a complete audit trail so that you can easily evidence your compliance to your board and, if they ever ask for it, regulators such as the Financial Conduct Authority.

Increases confidence that you have everything covered

Get a bird’s eye view or drill down into the detail, with My Compliance Centre it’s easy to monitor each and every task. Having this level of information at your fingertips means that you can make more informed decisions about priorities, know where to step in to prevent a potential problem emerging and easily see where additional support is required. 

Reduces non-compliance risk

Not only does it allow you to keep on top of compliance obligations, My Compliance Centre ensures your compliance framework keeps pace with regulatory developments. Select the regulators that apply to your firm and then receive regular notifications of consultations, thematic reviews, new guidance notifications and rules. Record those that matter to your firm, share them with colleagues for information or acknowledgement. In-built workflow processes allow you to assign, track and evidence changes to your policies, processes, systems and procedures.

Gives you a single source of truth

Managing your compliance in one integrated platform means that you can be sure to find the information you need, when you need it - easily and quickly. There’s no confusion about which document, data or information is the latest version. This does not just give you confidence when responding to board questions, but it supports better collaboration and teamwork.

"Our mission is to strengthen compliance governance in companies that are regulated for financial services by modernising the way they manage their compliance obligations."

Ben Mason, Founder and CEO

There's a better way

Find out more

Explore My Compliance Centre

Compliance Monitoring

Assign and track testing, monitoring and remediation activities through to completion.

Explore

Regulatory Change

Automated data feed of regulatory developments. Assign, track and manage changes to policies, procedures, systems and controls.

Explore

Compliance Registers

Replace different Excel worksheets with a single system, keeping all your registers in one place.

Explore

Governance

Manage your entire governance structure, with all key information in one place. 

Explore

Compliance Advice

Receive, manage and store compliance enquiries from staff, customers and other stakeholders.

Explore

Attestations

Manage and record attestations to policies.

SM&CR System

Keep your Senior Managers and Certification Regime on track and get the documents you need.

Explore

FileChecker

Track file reviews, manage remedial actions, complete quality assurance and produce management reports.

Explore

Take a look at My Compliance Centre

BOOK DEMO  Call now +44 (0)20 8017 8273  Email a question