Track file reviews, manage remedial actions, complete quality assurance and produce management reports.

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''I use the FileChecker module all the time – I do all my file checking via the system. It spits out a nice little report at the end which I send to line managers who use it as part of appraisal and SMCR.''


File reviews are a central part of the compliance control framework for many regulated firms, particularly in sectors such as Consumer Credit, Insurance, Mortgages and Wealth Management. With FileChecker you can assign and complete file reviews, manage remedial actions, complete quality assurance, produce management reports, and access full audit logs.

Central to everything we do at My Compliance Centre is, of course, the functionality of our system.

My Compliance Centre has received a number of system updates for our FileChecker Module.

  • A Bulk Upload facility has been introduced for FileChecker, making it simple to create multiple File Reviews from 3rd party data.
  • A new link has been added to the parent File Review within the Follow Up Task pop-up, so users can go directly to related files when completing tasks.
  • The Custom Fields tab has been updated and optimised in line with other modules.
  • Various other small features have been introduced to FileChecker, making it easier to use and improving performance.

There's a better way

Modernise your compliance management with a single, shared and integrated cloud-based solution. Specifically designed for firms that offer regulated financial services and in sectors that include Asset Management, Banking, Capital Markets, Consumer Credit, Corporate Finance, Fintech, Insurance, Investment Management, Payment Services, Private Equity, Venture Capital and Wealth Management.

Enhanced governance

Stronger governance

Complete transparency and visibility of your compliance management, enhancing the ways in which you think about, identify, and manage your regulatory risk.


Evidences your compliance

My Compliance Centre offers a complete audit trail so that you can easily evidence your compliance to your board and, if they were to ask, the regulators.

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Increases confidence

Get a bird's eye view or drill down into the detail. With this information at your fingertips, you can be confident that you are on top of everything.


Reduces compliance risk

Ensures your compliance framework keeps pace with regulatory developments. Gives you visibility of all scheduled and ad-hoc tasks and remedial activities.

Single source

Single source of truth

One integrated platform so you can be sure to find the information you need, when you need it, without any fuss or version control confusion.

Take a look at My Compliance Centre

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