Three key benefits
My Compliance Centre keeps comprehensive audit trails. Categorise entries to ensure easy reporting.
Assign remedial actions and keep track of any additional information requirements so that these are not forgotten.
Dashboard and reporting suite offer real-time management information at your fingertips.
Breaches (including Conduct Breaches)
Conflicts of Interest
Financial Crime Incidents
Gifts and Hospitality
Personal Account Dealing
Complete transparency and visibility of your compliance management, enhancing the ways in which you think about, identify, and manage your regulatory risk.
Evidences your compliance
My Compliance Centre offers a complete audit trail so that you can easily evidence your compliance to your board and, if they were to ask, the regulators.
Get a bird's eye view or drill down into the detail. With this information at your fingertips, you can be confident that you are on top of everything.
Reduces compliance risk
Ensures your compliance framework keeps pace with regulatory developments. Gives you visibility of all scheduled and ad-hoc tasks and remedial activities.
Single source of truth
One integrated platform so you can be sure to find the information you need, when you need it, without any fuss or version control confusion.