A single system to manage and store file reviews
File reviews are a central part of the compliance control framework for many regulated firms, particularly in sectors such as Consumer Credit, Insurance, Mortgages and Wealth Management.
With My Compliance Centre you can assign and complete file reviews, manage remedial actions, complete quality assurance, produce management reports, and access full audit logs.
Manage the entire cycle from the initial file review, to quality assurance checks and completing remedial actions.
Select the appropriate file review template or create your own using the intuitive template builder.
Choose the question format (boolean, dropdown, text, numeric, etc.).
Use multiple pages or sections in your file review to help organise and break up a long list of questions.
Set the marking system
Automated marking system allowing percentage, numeric or pass/fail result and an importance weighting.
Automatic fail questions
Select whether failing an individual question automatically results in a failed file review.
Allocate and schedule
Simple allocation and scheduling of file reviews and quality assurance audits to team members.
Retain original and quality assurance marking results for analysis and review.
Produce management information reports and use the export facility to put these into Excel or PDF format.
Your own dashboard
Personalise your dashboard to give you a real-time view of the information that is important to you.
Easily identify overdue file reviews.
Easy search facility and full history tracking to evidence your compliance.
Track remedial actions
Use Task Manager to assign and track remedial actions to completion.
Establish roles and permissions that set functionality and data access for different users.
Web services API allowing you to extract information and data into your data warehouse.
Complete transparency and visibility of your compliance management, enhancing the ways in which you think about, identify, and manage your regulatory risk.
Evidences your compliance
My Compliance Centre offers a complete audit trail so that you can easily evidence your compliance to your board and, if they were to ask, the regulators.
Get a bird's eye view or drill down into the detail. With this information at your fingertips, you can be confident that you are on top of everything.
Reduces compliance risk
Ensures your compliance framework keeps pace with regulatory developments. Gives you visibility of all scheduled and ad-hoc tasks and remedial activities.
Single source of truth
One integrated platform so you can be sure to find the information you need, when you need it, without any fuss or version control confusion.