Regulatory Change

Track and manage every regulatory development that matters to your business. By selecting the regulators that apply to your firm you will receive consultation papers, thematic reviews, other guidance documents, and bigger changes that affect whole markets or sectors. 
Filter out those that don’t affect your business, so that you can focus on those that matter. Assign, track and manage changes to policies, procedures, systems and controls and keep a record of information trails and acknowledgements.

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Key Features

 

Filter and customise

Filter and customise data received from the automated data feed.

Share

Easily distribute regulatory changes to your colleagues for information or acknowledgement – and get confirmation that these have been read.

Track and manage

Set up the regulatory change project by selecting roles, assigning responsibilities, and setting key dates. Then track and manage the project to completion.

Evidence

Document the changes made to compliance policies, procedures, systems and controls and keep a record of information trails and acknowledgements.

Keep it on your radar

  • Peace of mind that you won’t miss an important regulatory change with our automated data feed.

  • Reduce compliance risk and avoid fines by keeping your compliance framework up to date.

  • Improved clarity of regulatory developments and how changes are being managed.

  • Save hours spent searching different sources for regulatory updates.

There's a better way

Modernise your compliance management with a single, shared and integrated cloud-based solution. Specifically designed for firms that offer regulated financial services and in sectors that include Asset Management, Banking, Capital Markets, Consumer Credit, Corporate Finance, Fintech, Insurance, Investment Management, Payment Services, Private Equity, Venture Capital and Wealth Management.

Enhanced governance

Stronger governance

Complete transparency and visibility of your compliance management, enhancing the ways in which you think about, identify, and manage your regulatory risk.

EVIDENCE COMPLIANCE

Evidences your compliance

My Compliance Centre offers a complete audit trail so that you can easily evidence your compliance to your board and, if they were to ask, the regulators.

achieve more

Increases confidence

Get a bird's eye view or drill down into the detail. With this information at your fingertips, you can be confident that you are on top of everything.

REDUCES RISK

Reduces compliance risk

Ensures your compliance framework keeps pace with regulatory developments. Gives you visibility of all scheduled and ad-hoc tasks and remedial activities.

Single source

Single source of truth

One integrated platform so you can be sure to find the information you need, when you need it, without any fuss or version control confusion.

Take a look at My Compliance Centre

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