A cloud-based compliance management system for regulated financial services firms
- My Compliance Centre is a cloud-based compliance management system for regulated financial services firms.
- Via automation of manual processes and controls, reinforced with configurable task management workflow, it helps regulated firms track and execute a wide range of their compliance responsibilities to evidence that this has been done.
- My Compliance Centre is delivered through a range of system modules all supported on a single platform.
- Our management team have been compliance professionals for many years and have a proven history of RegTech innovation. This has enabled us to build a system that automates core compliance activities required of all regulated firms, and, crucially, from a single platform, in a way not previously seen.
- My Compliance Centre reduces risk, saves time and money and dramatically increases control through tracking and evidencing continuous compliance activities and firm governance.
- It delivers a high ROI by enabling compliance functions to reduce administration while significantly enhancing their effectiveness.
Manage and record attestations to policies.
Receive, manage and store compliance enquiries from staff, customers and other stakeholders.
Assign and track testing, monitoring and remediation activities through to completion.
Replace different Excel worksheets with a single system, keeping all your registers in one place.
Benefit from full version control, easily share documents and track receipt and acknowledgments.
Track file reviews, manage remedial actions, complete quality assurance and produce management reports.
Boards & Committees
Manage your entire governance structure, with all key information in one place.
Automated data feed of regulatory developments. Assign, track and manage changes to policies, procedures, systems and controls.
Keep your Senior Managers and Certification Regime on track and get the documents you need.
In the process of managing your compliance obligations there will be different tasks to complete. A task being an activity that involves one or more persons and which has a start and end date. My Compliance Centre's automated workflow keeps your compliance tasks and activities on track.
Complete transparency and visibility of your compliance management, enhancing the ways in which you think about, identify, and manage your regulatory risk.
Evidences your compliance
My Compliance Centre offers a complete audit trail so that you can easily evidence your compliance to your board and, if they were to ask, the regulators.
Get a bird's eye view or drill down into the detail. With this information at your fingertips, you can be confident that you are on top of everything.
Reduces compliance risk
Ensures your compliance framework keeps pace with regulatory developments. Gives you visibility of all scheduled and ad-hoc tasks and remedial activities.
Single source of truth
One integrated platform so you can be sure to find the information you need, when you need it, without any fuss or version control confusion.