Record compliance answers and advice
Receive, manage, store and track compliance enquiries raised by your staff, customers or other stakeholders.
Record advice received to answer enquiries, for example from your legal advisors or compliance consultants. Easily find the response when asked a similar question, avoiding delays and wasted spend on repeated external advice.
Tag and categorise enquiries.
Easily find answers to similar enquiries to ensure you are consistent with your response.
Your staff can use a unique URL on your intranet to post their question directly into My Compliance Centre.
Assign a compliance team member to answer the question and record all communications.
Get insight, access evidence
From your dashboard you can see how many enquires have been received, who in your team is managing these, how many are in the process of being answered and those which have not yet been attended to. You can filter this information according to different requirements, for example the compliance topic, and download into other formats to enable analysis and reporting.
There's a better way
Modernise your compliance management with a single, shared and integrated cloud-based solution. Specifically designed for firms that offer regulated financial services and in sectors that include Asset Management, Banking, Capital Markets, Consumer Credit, Corporate Finance, Fintech, Insurance, Investment Management, Payment Services, Private Equity, Venture Capital and Wealth Management.
Complete transparency and visibility of your compliance management, enhancing the ways in which you think about, identify, and manage your regulatory risk.
Evidences your compliance
My Compliance Centre offers a complete audit trail so that you can easily evidence your compliance to your board and, if they were to ask, the regulators.
Get a bird's eye view or drill down into the detail. With this information at your fingertips, you can be confident that you are on top of everything.
Reduces compliance risk
Ensures your compliance framework keeps pace with regulatory developments. Gives you visibility of all scheduled and ad-hoc tasks and remedial activities.
Single source of truth
One integrated platform so you can be sure to find the information you need, when you need it, without any fuss or version control confusion.
Take a look at My Compliance Centre
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