Financial Promotions

Manage your Financial Promotions using a flexible and configurable workflow to automatically process new Financial Promotions through to completion.   

My Compliance Centre empowers your company to record, review and track Financial Promotions in a way that is flexible and configurable with your workflow.

Providing a complete picture of your current and future financial promotions and enabling your team to drill down and get all the details needed to see what actions are outstanding for current and new requests.

Configure Your Workflow

Define your own financial promotions categories and input form. Give permissions to nominated approvers to enhance the process and configure a multi-stage approval process if you need to.

Use Product Approval Checklists

Define unlimited checklists to allow your marketing team to self-assess financial promotions before submission.

Manage Timing

Set review and expiry deadlines against each Financial Promotion. Receive automated reminders when you need to take action.

Detailed Audit Trail

Keep a full audit trail of all challenge given and received against each promotion. Enjoy the ease with which the register is self-maintained.

Record, Review, and Track Financial Promotions

Create and customise your own Financial Promotion approval forms and checklists.

Automate workflow between Marketing and Compliance to create a smooth process of Financial Promotions creation, review and approval.

Automatically update the Financial Promotions register.

Auto-expire Financial Promotions to ensure ongoing compliance of marketing activities.

Synergies

Manage access to Financial Promotions records and processing depending on employee job role.

See the big picture, drill down to the detail

The Financial Promotions register provides a complete picture of your current and future Financial Promotions.

Drill down to get details; see what actions are outstanding for current Financial Promotions or new Financial Promotion requests.

Add actions, review approvals and expiry dates.

Manage your compliance obligations with clarity and confidence

Financial Promotions is a module of My Compliance Centre. A compliance management solution that has all the tools you need to comply with your regulatory obligations.

A single, shared and integrated platform that brings clarity to your compliance management and gives your compliance team, senior managers and board the knowledge that you have everything under control.

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