Governance

Lead from the front and take control of your entire Governance structure in one place that integrates your SMCR and Boards & Committees deliverables seamlessly. Manage and evidence a highly effective Governance structure that is automated, simple to implement and saves time.

Manage your entire Governance structure and SMCR framework in one place.

The FCA continues to apply pressure to regulated firms to enhance their Governance and ensure their Senior managers are fully accountable for their responsibilities. My Compliance Centre’s SMCR and Boards & Committees modules allow regulated financial institutions to deliver best in class Governance, in line with the FCA’s expectations.

By managing Compliance and Governance from within the same system, compliance teams are empowered, save time and become more strategic to their Boards.

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How It Works

My Compliance Centre has been designed by compliance experts for compliance experts, with the widest compliance functions in the market. The My Compliance Centre system has been designed for maximum usability and effectiveness.

The Modules

My Compliance Centre has a wide range of system modules. System users may use as many or as few modules as they need.

Workflow Enbabled

Introduce approvals & reviews to key processes and create a smooth workflow between the compliance team and all other colleagues.

All In One Place

Save time and increase resilience by storing all your key data in one place.

Permanent Audit Trail

Move your audit trail from e-mails to an interactive system with simple search facilities and a permanent record of all activity.

Integrated Task Management

Review all compliance tasks on a consolidated basis, or by company, team or individual. Enable auto follow-up to save time and manage outstanding tasks by exception.

Comprehensive Reporting Options

View the real time status of your compliance using inbuilt dashboards. Export data to Excel, use inbuilt system reports or use our API to export data into your reporting system.

Role Based Access to each Module

Provide every employee with the level of access to system modules that each individual needs, restricting access where required or providing management access for those that need it.

Multi Company Groups

Use our group functionality to manage the compliance of as many legal entities as you want. Provide each individual access to just the companies relevant to them.

Flexible Configuration

Set up the system to work with your existing workflow and approval processes. Implement your own compliance framework and configure system drop downs and reminders as you want them.

API Enabled

Use our API for enhanced reporting or to integrate My Compliance Centre with existing systems.

Email Reminders

Configure email wording for your environment and culture. Send reminders at the frequency that will work for your business.

Straightforward Implementation Process

Use our simple and structured process to implement My Compliance Centre in line with your priorities and workload. Gain the highest time savings and benefits quickly.

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