Manage Regulatory Breaches and other reportable Incidents with consistency and Control
Manage your Regulatory Breaches using a fully configurable process to ensure simplicity of record keeping, corrective action and reporting.
- Log all conduct breaches, regulatory breaches and Incidents.
- Set and track all remedial actions to completion.
- Automatically update the Breaches and Incidents Register.
Easily configure your own reporting categories in line with your internal risk reporting standards.
Track & Remediate
Track remedial actions through to completion and follow-up on colleagues yet to complete remediation.
Analyse the cost and impact of internal and 3rd party Breaches.
Evidence to your Board and regulators that you have resolved Breaches, Errors and Omissions and Incidents.
See the big picture, drill down to the detail
The Incidents and Breaches register provides a complete picture of all historical and current Breaches. Drill down to review details and use the comprehensive reporting to evaluate trends, costs, 3rd party breaches and more.