Our clients

My Compliance Centre has been designed for firms that offer regulated financial services and in sectors that include Asset Management, Banking, Capital Markets, Consumer Credit, Corporate Finance, Fintech, Insurance, Investment Management, Payment Services, Private Equity, Venture Capital and Wealth Management.

A solution for businesses of all size and type

Supports all organisational structures, from individual companies to complex groups with decentralised compliance. Take account of employees’ responsibilities, add group companies and configure businesses into regions, sectors or other groupings.

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Small businesses

Start-up and smaller firms may not have a dedicated, full-time compliance team. Instead, compliance management oversight is often the responsibility of a board director. We've found that they value the organisation, workflow and structure of My Compliance Centre and the simplicity of having everything in one place.

System configuration options allow small firms to use simplified functions, suitable for their size and complexity, reducing the compliance burden but ensuring that all compliance tasks are visible and in scope.

Medium businesses

Medium sized regulated firms typically have small compliance teams and they are required to carry out a wide range of compliance tasks, frequently changing from task to task during any given day.

My Compliance Centre’s approach works well by centralising compliance management into one place. This gives managers an oversight of the compliance status and team responsibilities, while making it simple to provide colleagues with access to the processes and data that matter most to them.  

Larger businesses

Large regulated entities often have a more complex compliance infrastructure to navigate. The compliance teams might be based in multiple locations and have many different legal entities or business units. This will likely require a complex hierarchy of data access to ensure confidentiality is maintained, while all staff can access the data that matters most to them. 

My Compliance Centre supports complex group structures and compliance teams, using role based permissioning to provide access to just the staff that need it.

There's a better way

Modernise your compliance management with a single, shared and integrated cloud-based solution. Specifically designed for firms that offer regulated financial services and in sectors that include Asset Management, Banking, Capital Markets, Consumer Credit, Corporate Finance, Fintech, Insurance, Investment Management, Payment Services, Private Equity, Venture Capital and Wealth Management.

Enhanced governance

Stronger governance

Complete transparency and visibility of your compliance management, enhancing the ways in which you think about, identify, and manage your regulatory risk.

EVIDENCE COMPLIANCE

Evidences your compliance

My Compliance Centre offers a complete audit trail so that you can easily evidence your compliance to your board and, if they were to ask, the regulators.

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Increases confidence

Get a bird's eye view or drill down into the detail. With this information at your fingertips, you can be confident that you are on top of everything.

REDUCES RISK

Reduces compliance risk

Ensures your compliance framework keeps pace with regulatory developments. Gives you visibility of all scheduled and ad-hoc tasks and remedial activities.

Single source

Single source of truth

One integrated platform so you can be sure to find the information you need, when you need it, without any fuss or version control confusion.

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Compliance Monitoring

Assign and track testing, monitoring and remediation activities through to completion.

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Regulatory Change

Automated data feed of regulatory developments. Assign, track and manage changes to policies, procedures, systems and controls.

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Compliance Registers

Replace different Excel worksheets with a single system, keeping all your registers in one place.

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Governance

Manage your entire governance structure, with all key information in one place. 

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Compliance Advice

Receive, manage and store compliance enquiries from staff, customers and other stakeholders.

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Document Management

Store your policies, procedures and other key documents with formal version control.

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SM&CR System

Keep your Senior Managers and Certification Regime on track and get the documents you need.

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FileChecker

Track file reviews, manage remedial actions, complete quality assurance and produce management reports.

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Take a look at My Compliance Centre

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