Power your risk and compliance productivity by eliminating routine administration and using extensive MI dashboards to improve the identification and management of regulatory risks.
Make your compliance work more automated and efficient with inbuilt workflows that notify and remind teams of critical tasks, such as managing your compliance monitoring programme, carrying out file reviews, or dealing with risk remediation actions.
Get a bird’s eye view or drill down into the detail with easy to use management information dashboards. Assess the status of your compliance or surface trends and unlock insights to make informed decisions to improve your governance, risk management, and compliance.
My Compliance Centre offers a complete audit trail so that you can easily evidence your compliance to your board and, if they ever need it, regulators such as the Financial Conduct Authority.
A compliance platform that has been designed for financial services firms regulated by the FCA. All your risk and compliance data in one organised place that brings everyone together including front line, risk and compliance, and audit teams and external consultants.
Engage and empower more of your firm by using the user hierarchy function to give different groups access to their own data and management information, driving improvements and embedding your compliance culture.
Its modern interface and design provides an excellent experience. And you'll be supported every step of the way by our Customer Support Team who are skilled at helping clients achieve their goals and quickly get the value they want.
My Compliance Centre supports more than 200 legal entities and over 10,000 people use our system.
We’re trusted by firms of all sizes, from start-ups to large enterprises with decentralised compliance functions, and in financial services sectors that include asset and investment managers, capital markets, fintech, insurance, wealth management, payment services and consumer credit.
Automate reporting and administrative tasks that drain your resources.
Assign, track and manage changes and keep a record of information trails and acknowledgements
Assign, track and manage changes and keep a record of information trails and acknowledgements
Over 60 designed templates to customise or use your own Registers. Automate workflows, track ownership, and real-time monitoring.
Document or question based attestations with automated reminders to ensure completion. Track progress in your management dashboard.
Record and approve all employee conflicts with full audit trail and stakeholder transparency.
Allow employees to record all gifts given and received. Automate approval levels to smooth processing and the management.
Customise your internal PA dealing process to manage the workflow and record all employee holdings, manage restricted lists, and support SEC attestations.
My Compliance Centre is the brainchild of Ben Mason. His experience building a leading financial services compliance consultancy has shaped our vision. A world where firms replace out of date manual processes, which often involve Excel Worksheets and email, with modern tech systems that automate processes and improve management information.
In short, freeing risk and compliance executives from routine administration so they can spend more time managing compliance and analysing and reducing risks. At their disposal they have extensive MI dashboards empowering them to be more successful by enhancing risk management and empowering their Boards.
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