Compliance Operations

Spend more time making a difference

My Compliance Centre offers a comprehensive range of modules that support modern risk and compliance functions. They are easy to use, provide value fast, and give your teams a unified view. Each module is powerful on its own, but it’s even more impressive when you use multiple modules.

Select your modules

Compliance Monitoring

Automates management reporting and administrative tasks that drain your energy allowing you to redirect resources.

FileChecker

Strengthens the relationship between file reviews, risk, and remediation. Improves your assessment of your Consumer Duty.

RegisterVault™

Use your own Registers or start with our suite of designed templates that you can customise and say goodbye to spreadsheets and scattered systems. Automate workflows, track ownership, and monitor real-time compliance.

Regulatory Change Management

Track and manage every regulatory development that matters to you. Assign, track and manage changes and keep a record of information trails and acknowledgements

Who uses My Compliance Centre

My Compliance Centre supports more than 200 legal entities and over 10,000 people use our system.

We’re trusted by firms of all sizes, from start-ups to large enterprises with decentralised compliance functions, and in financial services sectors that include asset and investment managers, capital markets, fintech, insurance, wealth management, payment services and consumer credit.

Trusted By

Let us show you how My Compliance Centre can make a difference to your risk and compliance management

Our other solutions

Attestations

Document or question based attestations with automated reminders to ensure completion. Track progress in your management dashboard.

Conflicts

Record and approve all employee conflicts with full audit trail and stakeholder transparency.

Gifts & Hospitality

Allow employees to record all gifts given and received. Automate approval levels to smooth processing and the management.

Personal Account Dealing

Customise your internal PA dealing process to manage the workflow and record all employee holdings, manage restricted lists, and support SEC attestations.

Our Support Team are here to help you every step of the way