Dear CEO Letters

Dear CEO letters are the most effective way of finding out what the FCA’s view is of your industry and how they intend regulating it. However, they can be a long read for many busy executives. Use this web page as a resource to access the most recent Dear CEO letters for your sector, which have been summarised into a short and a long summary, to make then easily consumable & accessible.
2024

Alternatives

Our asset management & alternatives supervisory strategy – interim update

The Financial Conduct Authority (FCA) has updated the supervisory strategy for the Asset Management and
2022

Alternatives

Portfolio Letter: Our alternatives supervision strategy 2022

The FCA’s letter to CEOs in the alternative investment sector outlines the updated supervisory strategy
2020

Alternatives

Portfolio letter: Our Alternatives Supervision Strategy

The FCA’s letter to CEOs of alternative investment firms outlines the key risks these firms