Make it easy for your employees to comply. Our intuitive system can be easily accessed and it has built-in automations to simplify the whole process.
Create document or question based attestations. Deploy to as many employees as you would like. Automated reminders ensure completion. Track progress in your management dashboard.
Define your own conflict types. Record and approve all employee conflicts with date stamps and audit trail. Allow access to defined people and groups to provide stakeholder transparency.
Allow employees to record all gifts given and received within the system. Automate approval levels to smooth processing and the management of the register.
Customise your internal PA dealing process to manage the workflow from pre-trade approval to post -trade confirmation. Record all employee holdings, manage restricted lists, and support SEC attestations.
My Compliance Centre supports more than 200 companies and over 10,000 people use our system.
We’re trusted by firms of all sizes, from start-ups to large enterprises with decentralised compliance functions, and in financial services sectors that include asset and investment managers, capital markets, fintech, insurance, wealth management, payment services and consumer credit.
Automate reporting and administrative tasks that drain your resources.
Assign, track and manage changes and keep a record of information trails and acknowledgements
Assign, track and manage changes and keep a record of information trails and acknowledgements
Over 60 designed templates to customise or use your own Registers. Automate workflows, track ownership, and real-time monitoring.
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