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FCA Fines

When the FCA levies a fine it publishes substantial supporting information, which is critical reading for executives in regulated firms. However, these are long and difficult to navigate documents, so my Compliance Centre’s FCA fines database makes this information accessible by providing short summaries of each fine. You can find a summary of any fine since 2014 and you can filter by industry or other criteria to access those of most interest.
Fca Fines My Compliance Centre
Fca Fines My Compliance Centre
Fca Fines My Compliance Centre
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2024

HSBC UK Bank plc, HSBC Bank plc, and Marks and Spencer Financial Services plc

HSBC UK Bank plc, HSBC Bank plc, and Marks and Spencer Financial Services plc (collectively
2024

Citigroup Global Markets Ltd

Citigroup Global Markets Limited (CGML) has been fined £27,766,200 by the Financial Conduct Authority (FCA)
2024

James William Edward Lewis

Mr James William Edward Lewis has been fined £120,300 by the Financial Conduct Authority (FCA)
2024

Inspirational Financial Management Ltd (in administration)

Inspirational Financial Management Ltd (IFM) has been fined £897,840 by the Financial Conduct Authority (FCA)
2024

Floris Jakobus Huisamen

Floris Jakobus Huisamen has been fined £31,800 and prohibited from performing any function in relation
2023

Dollar East (International Travel & Money Transfer) Ltd

The Financial Conduct Authority (FCA) issued a final notice addressing Dollar East (International Travel &
2023

Hafiz Bros Travel & Money Transfer Limited

The Financial Conduct Authority (FCA) has fined Dollar East (International Travel & Money Transfer) Ltd,
2023

LCC Trans-Sending Limited

The Financial Conduct Authority (FCA) issued a final notice concluding that Dollar East (International Travel
2023

Equifax Limited

Equifax Limited has been fined £11,164,400 by the Financial Conduct Authority (FCA) for failing to
2023

ADM Investor Services International Limited

ADM Investor Services International Limited (ADMISI) has been fined £6,470,600 by the Financial Conduct Authority
2023

Andrew John Deeney

Mr Andrew John Deeney has been fined £397,400 by the Financial Conduct Authority (FCA) and
2023

Bastion Capital London Limited

Bastion Capital London Limited has been fined £2,452,700 by the Financial Conduct Authority (FCA) due