Mortgage Brokers & Lenders

My Compliance Centre supports the wide range of compliance activities carried out by Mortgage Brokers

Mortgage Brokers and Lenders continue to face substantial pressure from the FCA across all areas of their compliance operations.  This in turn puts pressure on their internal compliance teams to manage a wide range of daily compliance operations.

My Compliance Centre offers comprehensive support for mortgage compliance operations.  Our FileChecker module provides full assurance for one of the most important controls within any mortgage compliance programme.  

Financial Promotions can be tightly controlled using a process that helps both marketing and compliance teams, and all routine compliance assurance can be fully scheduled and tracked using our Compliance Monitoring module.

Employee Compliance

Our Employee Compliance Solution aligns all your compliance requirements into an automated system, saving time and is simple to implement.

Compliance Operations

My Compliance Centre supports the core compliance operations carried out by Compliance teams on a daily basis.

Governance

My Compliance Centre integrates your Governance, SMCR and Compliance frameworks in a single integrated system.

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