Manual Compliance Processes – Six Risks You Can’t Afford to Ignore

Blogs

Manual Compliance Processes – Six Risks You Can’t Afford to Ignore

Risk and Compliance teams in regulated financial services firms know the feeling: endless spreadsheets, constant

Blogs, Uncategorized

Excel to Excellence: Why Compliance Teams Are Switching to Automation

Compliance professionals in regulated financial services are no strangers to the pressures of managing complex

News, Uncategorized

My Compliance Centre Spring ’25 Release

My Compliance Centre today formally announced its Spring ‘25 Release. This introduces major upgrades to

Blogs

How to Manage Financial Promotions Effortlessly: Traditional Methods vs. Technology-Enhanced Approaches 

In the UK, financial services firms are subject to stringent regulations governed by the Financial

Blogs

Improving Consumer Duty Board Reports

The FCA recently published the findings of their review into firms’ approaches to completing the

Blogs

Evaluating the FCA’s Strategic Execution and Anticipating Future Directions 

The FCA published its three-year strategy in 2022 and has supported that every year with

Blogs

What does Compliance Cost UK Plc?

Updated March 2024  In this article, My Compliance Centre Founder, Ben Mason, revisits a favourite

Blogs

Module of the Quarter 

Introducing Register Builder / Spotlight on:  Register Builder  Customise and build your own registers in

Blogs

FCA Expectations for Wealth Management & Stockbroking Firms 

The Financial Conduct Authority (FCA) recognises the significant role of wealth managers and stockbrokers in

Blogs

How to configure your internal policy Attestations programmes 

In the dynamic landscape of the UK financial services sector, regulated by the Financial Conduct