Thought leadership

Thought leadership My Compliance Centre
Thought leadership My Compliance Centre
Thought leadership My Compliance Centre
Search
2024

Evaluating the FCA’s Strategic Execution and Anticipating Future Directions 

The FCA published its three-year strategy in 2022 and has supported that every year with

2024

FCA Expectations for Wealth Management & Stockbroking Firms 

The Financial Conduct Authority (FCA) recognises the significant role of wealth managers and stockbrokers in

2023

Ten Years of FCA Fines

Ten years’ worth of fines are now published on the FCA’s website. We thought it

2023

FCA Business Plan – Practical Actions for Compliance Officers

The FCA’s Business Plan is a must read for all compliance professionals in the UK.

2023

FCA Metrics 2023 

The FCA metrics spreadsheet is independently produced based on the FCA’s published “outcomes and metrics”,

2022

The Future of RegTech: Listening to Those at the Coalface

Ben Mason 22 September 2021 It’s a sad fact of life that the voices of

2022

Enhancing the Compliance Function: A Roadmap to the Future

Ben Mason 27 September 2021 What are the features of an ideal compliance function? Thomson

2022

What does Compliance Cost UK Plc?

Updated March 2024  In this article, My Compliance Centre Founder, Ben Mason, revisits a favourite

2022

Appointed Representative Risk

In this article, Ben Mason, CEO, My Compliance Centre, argues that Compliance Management Systems can

2022

Compliance Management – Building the Return On Investment

Ben Mason  15 July 2022 ”Implementing a Compliance Management System can be a life-changing experience

2022

Politicians vs Regulators:  The Future of Regulation

Ben Mason, CEO, My Compliance Centre 27 September 2022 The future of regulation is of