Personal Account Dealing

Manage Personal Account Dealing

Manage Personal Account Dealing more effectively

Save time, increase efficiency and encourage compliance using My Compliance Centre’s PA Dealing module.

Use flexible approval configuration options, automated security feeds and follow-up reminders to ensure that your internal process is fully optimised for employees and the compliance team.

Customise your deal request forms and approval processes. Set auto approval levels and define our response SLAs.

Define multiple restricted lists and assign employees accordingly. Set auto-rejection or referral in line with your policy.

Facilitate SEC compliant quarterly and annual attestations and maintain an audit trail of each employee’s compliance.

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