FCA Fines

When the FCA levies a fine it publishes substantial supporting information, which is critical reading for executives in regulated firms. However, these are long and difficult to navigate documents, so my Compliance Centre’s FCA fines database makes this information accessible by providing short summaries of each fine. You can find a summary of any fine since 2014 and you can filter by industry or other criteria to access those of most interest.
Fca Fines My Compliance Centre
Fca Fines My Compliance Centre
Fca Fines My Compliance Centre
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2024

PricewaterhouseCoopers LLP

Release Date: 16th August 2024 To access the original FCA document, click here. Summary The Financial

2024

Anthony Dale Cuming

Release Date: 26th July 2024 To access the original FCA document, click here. Summary The Financial

2024

Steven Harbinder Singh Sahota

Release Date: 26th July 2024 To access the original FCA document, click here. Summary The Financial

2024

Kyle Anthony Jones

Release Date: 26th July 2024 To access the original FCA document, click here. Summary The Financial

2024

CB Payments Limited

Release Date: 23rd July 2024 To access the original FCA document, click here. Summary The Financial

2024

Kulvir Virk

Release Date: 19th June 2024 To access the original FCA document, click here. Summary The Financial

2024

HSBC UK Bank plc, HSBC Bank plc, and Marks and Spencer Financial Services plc

HSBC UK Bank plc, HSBC Bank plc, and Marks and Spencer Financial Services plc (collectively
2024

Citigroup Global Markets Ltd

Citigroup Global Markets Limited (CGML) has been fined £27,766,200 by the Financial Conduct Authority (FCA)
2024

James William Edward Lewis

Mr James William Edward Lewis has been fined £120,300 by the Financial Conduct Authority (FCA)
2024

Inspirational Financial Management Ltd (in administration)

Inspirational Financial Management Ltd (IFM) has been fined £897,840 by the Financial Conduct Authority (FCA)
2024

Floris Jakobus Huisamen

Floris Jakobus Huisamen has been fined £31,800 and prohibited from performing any function in relation
2023

Dollar East (International Travel & Money Transfer) Ltd

The Financial Conduct Authority (FCA) issued a final notice addressing Dollar East (International Travel &