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Compliance Advice

Keep track of and manage compliance questions.

Record compliance answers and advice

One of the simple facts of life for compliance teams is that they will regularly be asked for technical assistance by colleagues.  Most often, this support is not recognised or appreciated, and is carried out in an unstructured and adhoc manner.
Compliance Advice My Compliance Centre

My Compliance Centre’s Compliance Advice module allows  compliance teams to receive compliance help requests into the system via e-mail, in the normal way.

From there, compliance officers can respond to the request, add the request and their response to their Knowledgebase, and critically ensure that all advice is consistent without referring back through years worth of e-mails.

Knowledgebase entries can be expired to ensure all advice is current and My Compliance Centre’s automated reminders ensure the process moves along smoothly at all times.

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