Quarterly Newsletter
29 September 2022
We are pleased to publish the Autumn 2022 edition of our quarterly Newsletter.
Appointed Representative Risk
14 September 2022
Managing Appointed Representatives using a Compliance Management System
Ben Mason argues that Compliance Management Systems can play a very substantial role in assisting Principal firms manage the increased risk of their Appointed Representatives, both through the automation of processes and providing evidence to all stakeholders that compliance is being achieved.
Compliance Management – Building the Return On Investment
15 July 2022
Implementing a Compliance Management System can be a life-changing experience for compliance teams.
and see how My Compliance Centre CEO, Ben Mason, outlines how a compelling Return on Investment (ROI) business case can be constructed.
Quarterly Newsletter
30 June 2022
We are pleased to publish the Summer 2022 edition of our quarterly Newsletter.
Consumer Duty
23 June 2022
The FCA, Consumer Duty and Compliance Management Systems
In this article, Ben Mason, CEO and Founder of My Compliance Centre looks at how Compliance Management Systems will assist regulated firms fulfil their obligations under the forthcoming Consumer Duty regulations.
The cost of compliance
16 June 2022
My Compliance Centre CEO, Ben Mason, revisits a favourite old subject and attempts to calculate the cost of compliance with financial services regulations to the UK and asks, ‘is it value for money?’.
Fiske PLC Case Study
8 April 2022
"When I joined the company we had a room full of lever arch files. I knew that we had to do something to enhance our effectiveness and efficiency. We needed a technology solution that would help with the daily tasks that a modern-day compliance department has to manage."
Leigh Middleton-Ross, Head of Compliance, Fiske plc
March 2022 Newsletter Published
31 March 2022
Welcome to the Spring 2022 edition of our Newsletter, which includes articles that analyse which regulators are most active, the standout notification of the year and the Unintended Consequences of Regulation.
Reasonable Steps and SMCR
15 March 2022
One of the biggest challenges facing Senior Managers who are regulated under the FCA's SMCR duties is ensuring that they have taken proportionate ‘Reasonable Steps’.
Ben Mason, CEO of My Compliance Centre looks at the challenges and practicalities of the reasonable steps obligation.
My Compliance Centre supports Mazars Financial Planning’s GRC during a period of high growth
25 February 2022
My Compliance Centre is delighted to be partnering with Mazars Financial Planning to support the ongoing development of Mazars’ Governance, Risk and Compliance processes. Mazars went through a comprehensive selection process, evaluating market provision from a range of providers before selecting My Compliance Centre.
Case Study of Compliance Management in a Small Firm
28 January 2022
“It does not matter how well you are doing at the other stuff – compliance can trip you up.”
Document Manager Module launched
30 November 2021
A new module that forms part of the core offering. Document Manager allows you to put all your compliance documents in one place and provides full version control and monitoring.
Recorded Webinar: automate compliance, elevate your profile
Available on demand
Ben Mason will show you how to say goodbye to tedious and unnecessary admin and free up your time so you can focus on adding more value to the business.
The iPhone of compliance
23 September 2021
My Compliance Centre brings iPhone simplicity to your compliance headache. We make compliance beautifully simple. Watch our short introductory video to see how we can make a difference to your compliance.
Robust compliance with time to spare
22 September 2021
Robust and accurate regulatory compliance that takes less time and cuts overheads. As evidenced by an independent stockbroking and investment management firm. This is their story.
Future of RegTech: listening to the buyers
22 September 2021
it was great to see the FCA publish research in June looking at RegTech from the buyers’ perspective. I’d like to delve a little deeper and share with you my opinion on four key points.
Compliance function: a roadmap to the future
27 September 2021
What are the features of an ideal compliance function? Use our four-stage model to map where you are on the continuum of sophistication and practical steps you can take to reach the next level.
Enhance your compliance monitoring programme
8 July 2021
Many firms are moving away from spreadsheets to automated systems to save time; make management reporting easier; and to access better management information.
New video published
5 July 2021
A new video published today offers an insight into My Compliance Centre and many of the features and benefits that are attracting an increasing number of firms of all sizes to look closely at integrated compliance management platforms.
Enhancing governance at the point of sale
11 June 2021
The FCA's 'Dear CEO' letter to the insurance industry in September 2020 reinforced that firms need to improve their controls over sales processes.
Julian Alexander joins as CTO
9 June 2021
Julian Alexander joins as as Chief Technology Officer (CTO), with responsibility for technology, systems development and infrastructure management.
Choosing a compliance management system
18 May 2021
There are many issues to consider when buying a compliance management system. Our ten point guide will help firms, particularly choosing a system for the first time.
Tom Willoughby joins My Compliance Centre
14 May 2021
Tom Willoughby joins as Business Development Director. He brings a wealth of experience particularly from the hedge fund and investment management sectors.
Selected for PwC Scale | WealthTech programme
22 April 2021
My Compliance Centre is extremely excited to have been selected as one of just nine firms to join PwC's 2021 Scale | WealthTech programme.
My Compliance Centre launches
24 November 2020
My Compliance Centre is a compliance management platform with a wide array of functions closely mirroring the activities of a compliance department
Winner, Best Compliance Management System 2022
There's a better way
Modernise your compliance management with a single, shared and integrated cloud-based solution. Specifically designed for firms that offer regulated financial services and in sectors that include Asset Management, Banking, Capital Markets, Consumer Credit, Corporate Finance, Fintech, Insurance, Investment Management, Payment Services, Private Equity, Venture Capital and Wealth Management.
Stronger governance
Complete transparency and visibility of your compliance management, enhancing the ways in which you think about, identify, and manage your regulatory risk.
Evidences your compliance
My Compliance Centre offers a complete audit trail so that you can easily evidence your compliance to your board and, if they were to ask, the regulators.
Increases confidence
Get a bird's eye view or drill down into the detail. With this information at your fingertips, you can be confident that you are on top of everything.
Reduces compliance risk
Ensures your compliance framework keeps pace with regulatory developments. Gives you visibility of all scheduled and ad-hoc tasks and remedial activities.
Single source of truth
One integrated platform so you can be sure to find the information you need, when you need it, without any fuss or version control confusion.
Take a look at My Compliance Centre
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