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Incidents & Breaches

Manage regulatory breaches with ease. Catagorise incidents in line with your own risk reporting and ensure remedial actions are complete.

Manage all internal breaches using a customisable process to notify, classify and resolve all types of internal breach.

  • Log all conduct breaches, regulatory breaches and Incidents.
  • Set and track all remedial actions to completion.
  • Automatically update the Breaches and Incidents Register.
Incidents Breaches My Compliance Centre


Define your own breach types, assign approval permissions and customise data entry fields.


Identify breach costs, analyse impact level and assess the root cause. Carry out a root cause analysis and record all remedial and preventative actions to be taken.

Audit Trail

Use the audit trail to demonstrate your compliance culture and analyse breach trends.

Incidents Breaches My Compliance Centre

Manage your compliance obligations with clarity and confidence

Incidents and Breaches is a module of My Compliance Centre. A compliance management solution that has all the tools you need to comply with your regulatory obligations.

A single, shared and integrated platform that brings clarity to your compliance management and gives your compliance team, senior managers and board the knowledge that you have everything under control.

See the big picture, drill down to the detail

The Incidents and Breaches register provides a complete picture of all historical and current Breaches.  Drill down to review details and use the comprehensive reporting to evaluate trends, costs, 3rd party breaches and more.

Incidents Breaches My Compliance Centre

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