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Floris Jakobus Huisamen
Inspirational Financial Management Ltd (in administration)
James William Edward Lewis
Citigroup Global Markets Ltd
HSBC UK Bank plc, HSBC Bank plc, and Marks and Spencer Financial Services plc
Guaranty Trust Bank (UK) Limited (GT Bank)
Al Rayan Bank PLC
ED&F Man Capital Markets Ltd
Mark Antony Abley
Paul Steel
Bastion Capital London Limited
Andrew John Deeney
ADM Investor Services International Limited
Equifax Limited
LCC Trans-Sending Limited
Hafiz Bros Travel & Money Transfer Limited
Dollar East (International Travel & Money Transfer) Ltd
Linear Investments
Ghana International Bank
JLT Specialty
TFS Loans
Tristan Freer
Robert Ward
Aiden Henderson
Charles Schwab
Corrado Abbattista
Adrian Horn
Thomas Henry Ward
Sir Christopher Gent
TSB Bank Plc
Metro Bank Plc
Santander UK Plc
BGC
Pembrokeshire Mortgage Centre
Gatehouse Bank plc
Simon Tyson
Stephen Tomlin
Matthew Kent
Sigma Broking
Citigroup Markets
The TJM Partnership
Bank House
Andrew Mark Thomas Page
Timothy Haywood
GAM International
Barclays
Julius Baer
HSBC Bank
Natwest
Sunrise Brokers LLP
Credit Suisse
Omar Hussein
Lloyds General Insurance
Crosfill and Archer Claims
Sapien Capital
Simon John Varley
Barclays
LJ Financial Planning
TFS-ICAP
Goldman Sachs International
Asia Research
Commerzbank AG
Lloyds
Moneybarn
Hall and Hanley (HHL)
Kevin Gorman
Professional Personal Claims
Henderson
Tullet Prebon (Europe)
The Prudential
Eric Ka Chi Siu
Jin-Yi Lee
Cathay International
Standard Life Assurance
Bank of Scotland plc
R.Raphael & Sons plc
Standard Chartered Bank
Goldman Sachs International
USB AG
The Carphone Warehouse
River & Mercantile Asset Management LLP
Hargreave Hale
Paul Stephany
Mark John Owen
Stewart Owen Ford
Santander UK plc
Angela Burns
Liberty Mutual
Tesco Personal Finance plc
Alistair Rae Burns
John Lawrence Radford
One Call Insurance Services
Darren Colvin Cummings
Canara Bank
James Edward Staley
Alexander David Osborne Stuart
Guillaume Adolph
Vanquis Bank
Interactive Brokers
Neil Danziger
Tejoori
Bluefin Insurance Services
Paul Axel Walter
Merrill Lynch International
Rio Tinto Plc
Mrs Colette Chiesa
Clive John Rosier
Charles Palmer
David Samuel Watters
Niall O’Kelly
Lukhvir Thind
Christopher Niehaus
Deutsche Bank
Tariq Carrimjee
Steven Smith
Sonali Bank (UK)
Aviva Pension Trustees
Elizabeth Anne Parry
Cenkos Securities Plc
Gavin Duncan Paul Breeze
Timothy Duncan Philip
Towergate
CT Capital
Mark Samuel Taylor
Terence Andrew Joint
Timothy Alan Roberts
W H Ireland
Achilles Othon Macris
Andrea Christine Sadler
Coverall Worldwide
Robert John Bygrave
Wayne Anthony Redgrave
Colin J McIntosh
Shay Jacob Reches
Millburn Insurance Company
Shay Jacob Reches
Vroni Mavis O’Brien
Threadneedle
Paivi Katriina Grigg
Barclays
Mothahir Miah
Andrew Peter Wilkins
Quick Purchase
John Joseph Financial Services
Craig McNeil
Ralph Paul Whittington
Robert Ian Shaw
Gyorgy Szabolcs Brad
Tamas Pornye
Szabolcs Banya
Da Vinci Invest
Mineworld
Asia Resource Minerals
Lloyds
Paul Reynolds
Barclays
Moorhouse Group
Deutsche Bank
Merrill Lynch
BNYM
Clydesdale Bank Plc
Robert Addison
Robin Farrell
Kenneth George Carver
Lloyd Arnold Pope
Alberto Micalizzi
Stephen Edward Bell
Sam Thomas Kenny
Michael John Allin
Anthony Rendell Boyd Wills
Bank of Beirut (UK)
Aviva
Jeremy Kraft
David Caplin
Reckitt Benckiser
Execution Noble & Company
Natwest
Chase de Vere
HSBC Bank
RBS
JPMorgan
Citibank N.A.
UBS AG
Anthony Peter Clare
Nicholas Bowyer
Peter Joseph Halpin
Sesame
Yorkshire Building Society
David Gillespie
David Welsby
Barclays
Peter Thomas Carron
Craig Stuart Cameron
RBS
Deutsche Bank
Stonebridge
Lloyds
Ian Charles Hannam
Yorkshire Building Society
Credit Suisse
Daniel James Plunkett
Barclays
Martin Brokers
Invesco
David Lloyd Wren
Philip Eley
Santander plc
Mark Stevenson
Besso
City & Provincial
FXCM
HomeServe Membership
Ewan King
State Street
Swift Trade
Standard Bank PLC
JLT Specialty
Westwood Independent Financial Planners
Christopher Willford
Lloyds
SEI Investments
Rabobank
Porta Verde Financial Services
Mustafa Dervish
Mark Bentley-Leek
Alison Moran
ICAP
Clydesdale Bank Plc
JPMorgan
AXA Wealth Services
Aberdeen
Mr Andrew Jeffery
Guaranty Trust Bank
Vandana Madhukar Parikh
John Douglas Leslie
Paul David Cable
RBS
Swinton Group
Jeffrey Simon Bennett
David Thomas Davis
Michael Coscia
Policy Administration Services
Gurpreet Singh Chadda
Christopher John Riches
Sesame
Xcap Securities Plc
JP Morgan
Douglas Jones
EFG Private Bank
Care Asset Management
The Prudential
The Prudential
Lamprell plc
Lloyds
Nestor Healthcare Group
UBS AG
RBS
Patrick Sejean
Stefan Chaligne
Harbinder Panesar
Thomas Reeh
Christopher Ollerenshaw
Co-operative Bank Plc
Implementing the Consumer Duty in the Contract for Difference (CFD) portfolio – Long Summary
Portfolio letter: Benchmark Administrator Supervisory Strategy – Long Summary
Dear CEO Archives
- Thematic review of retirement income advice – Long Summary
- Thematic review of retirement income advice
- Portfolio strategy letter wealth management and stockbroking supervision strategy – Long Summary
- Portfolio strategy letter wealth management and stockbroking supervision strategy
- Portfolio letter: Wealth Management and Stockbroking Supervision Strategy – Long Summary
- Portfolio letter: Wealth Management and Stockbroking Supervision Strategy
- Dear CEO letter: FCA expectations for wealth management & stockbroking firms – Long Summary
- Dear CEO letter: FCA expectations for wealth management & stockbroking firms
- Dear CEO letter: Trade Finance Activity – Long Summary
- Dear CEO letter: Trade Finance Activity
- Portfolio Letter: Repositories – Long Summary
- Portfolio Letter: Repositories
- Platforms Portfolio Strategy Letter – Long Summary
- Platforms Portfolio Strategy Letter
- Portfolio letter: Platforms Portfolio strategy update – Long Summary
- Portfolio letter: Platforms Portfolio strategy update
- Our platforms supervision strategy: portfolio letter – Long Summary
- Our platforms supervision strategy: portfolio letter
- Portfolio strategy letter for financial advisers – Long Summary
- Portfolio strategy letter for financial advisers
- Portfolio strategy letter: Financial advisers and intermediaries 2022 – Long Summary
- Portfolio strategy letter: Financial advisers and intermediaries 2022
- Capital deduction for redress: personal investment firms – Long Summary
- Capital deduction for redress: personal investment firms
- Dear CEO letter: Managing the risks of Defined Benefits to Defined Contribution transfers – Long Summary
- Dear CEO letter: Managing the risks of Defined Benefits to Defined Contribution transfers
- Portfolio letter for SIPP operators – Long Summary
- Portfolio letter for SIPP operators
- Portfolio Letter: FCA priorities for payments firms – Long Summary
- Portfolio Letter: FCA priorities for payments firms
- Dear CEO letter: Non-bank payment service providers – requirements for safeguarding of customer funds – Long Summary
- Dear CEO letter: Non-bank payment service providers – requirements for safeguarding of customer funds
- Dear CEO letter: Strong Customer Authentication – Long Summary
- Dear CEO letter: Strong Customer Authentication
- Dear CEO Letter: ensure your customers understand how their money is protected – Long Summary
- Dear CEO Letter: ensure your customers understand how their money is protected
- Implementing the Consumer Duty in payments firms – Long Summary
- Implementing the Consumer Duty in payments firms
- Dear CEO: Loan-based Peer-to-Peer (P2P) crowdfunding platforms: wind-down arrangements – Long Summary
- Dear CEO: Loan-based Peer-to-Peer (P2P) crowdfunding platforms: wind-down arrangements
- Portfolio letter: Loan-based peer-to-peer (P2P) crowdfunding platforms – Long Summary
- Portfolio letter: Loan-based peer-to-peer (P2P) crowdfunding platforms
- FCA expectations for loan – based peer – to – peer lending – Long Summary
- FCA expectations for loan – based peer – to – peer lending
- Portfolio letter: Outsourcing to third party mortgage administrators – Long Summary
- Portfolio letter: Outsourcing to third party mortgage administrators
- Portfolio letter: FCA strategy for the Retail Mortgage Lenders (RMLs) portfolio – Long Summary
- Portfolio letter: FCA strategy for the Retail Mortgage Lenders (RMLs) portfolio
- Portfolio letter: FCA strategy for Non-Bank (mortgage) Lenders (NBL) – Long Summary
- Portfolio letter: FCA strategy for Non-Bank (mortgage) Lenders (NBL)
- Portfolio letter: FCA supervisory strategy for Lifetime Mortgage Providers – Long Summary
- Portfolio letter: FCA supervisory strategy for Lifetime Mortgage Providers
- Implementing the Consumer Duty in the Mortgage Lenders and Administrators sector – Long Summary
- Implementing the Consumer Duty in the Mortgage Lenders and Administrators sector
- Implementing the Consumer Duty in Mortgage Intermediaries – Long Summary
- Implementing the Consumer Duty in Mortgage Intermediaries
- Portfolio letter: Mortgage Third Party Administrators – Long Summary
- Portfolio letter: Mortgage Third Party Administrators
- Dear CEO letter: Firms’ Approvals of Financial Promotions the FCA’s Expectations – Long Summary
- Dear CEO letter: Firms’ Approvals of Financial Promotions the FCA’s Expectations
- 2019 Letter to RemCo Chairs: Our approach – Long Summary
- 2019 Letter to RemCo Chairs: Our approach
- Dear CEO letter: Action needed to ensure your financial promotions are clear, fair and not misleading – Long Summary
- Dear CEO letter: Action needed to ensure your financial promotions are clear, fair and not misleading
- 2022 letter to Remuneration Committee – Long Summary
- 2022 letter to Remuneration Committee
- Dear Chair of the Remuneration Committee letter 2023 – Long Summary
- Dear Chair of the Remuneration Committee letter 2023
- Wholesale insurance portfolio letter: insurance market priorities 2023-2025 – Long Summary
- Wholesale insurance portfolio letter: insurance market priorities 2023-2025
- Portfolio Strategy Letter to firms in the Personal & Commercial Lines Insurer (PL&CL) portfolio: identifying and remedying harms – Long Summary
- Portfolio Strategy Letter to firms in the Personal & Commercial Lines Insurer (PL&CL) portfolio: identifying and remedying harms
- Personal and Commercial Lines Insurers portfolio letter – Long Summary
- Personal and Commercial Lines Insurers portfolio letter
- Personal and commercial lines insurance portfolio letter: insurance market priorities – Long Summary
- Personal and commercial lines insurance portfolio letter: insurance market priorities
- FCA Supervision Strategy for Lloyd’s & London Market Insurers and Others (LLM) – Long Summary
- FCA Supervision Strategy for Lloyd’s & London Market Insurers and Others (LLM)
- Dear CEO Letter: Fair Treatment of With-Profits Customers – Long Summary
- Dear CEO Letter: Fair Treatment of With-Profits Customers
- Portfolio Letter on Risks Life Insurance firms pose to consumers or markets – Long Summary
- Portfolio Letter on Risks Life Insurance firms pose to consumers or markets
- Portfolio Letter: Supervisory Strategy for Life Insurers – Long Summary
- Portfolio Letter: Supervisory Strategy for Life Insurers
- Dear CEO letter: Our expectations of life insurers in relation to the cost of living – Long Summary
- Dear CEO letter: Our expectations of life insurers in relation to the cost of living
- Implementing the Consumer Duty in Life Insurance – Long Summary
- Implementing the Consumer Duty in Life Insurance
- Life insurance portfolio letter: insurance market priorities 2023-2025 – Long Summary
- Life insurance portfolio letter: insurance market priorities 2023-2025
- Notice to provide information – non financial misconduct – Long Summary
- Notice to provide information – non financial misconduct
- Implementing the Consumer Duty in the General Insurance and Pure Protection sectors – Long Summary
- Implementing the Consumer Duty in the General Insurance and Pure Protection sectors
- Dear CEO letter: FCA expectations of general insurance firms – Long Summary
- Dear CEO letter: FCA expectations of general insurance firms
- Dear CEO letter: Non-financial misconduct in wholesale general insurance firms – Long Summary
- Dear CEO letter: Non-financial misconduct in wholesale general insurance firms
- Dear CEO letter: Maintaining adequate client money arrangements – general insurance intermediaries – Long Summary
- Dear CEO letter: Maintaining adequate client money arrangements – general insurance intermediaries
- Dear CEO letter: Expectations on rising cost of living and insurance – Long Summary
- Dear CEO letter: Expectations on rising cost of living and insurance
- FCA update to DLUHC: Multi-occupancy buildings insurance – Long Summary
- FCA update to DLUHC: Multi-occupancy buildings insurance
- Dear CEO letter: Intermediaries: Insurance costs for multi-occupancy buildings – Long Summary
- Dear CEO letter: Intermediaries: Insurance costs for multi-occupancy buildings
- Dear CEO letter: Insurers: Insurance costs for multi-occupancy buildings – Long Summary
- Dear CEO letter: Insurers: Insurance costs for multi-occupancy buildings
- Multi-occupancy buildings insurance letter – Long Summary
- Multi-occupancy buildings insurance letter
- Multi – occupancy buildings insurance – Long Summary
- Multi – occupancy buildings insurance
- Dear CEO Letter: Funeral Plan Providers – Long Summary
- Dear CEO Letter: Funeral Plan Providers
- Funeral plans sector portfolio letter: priorities 2023-2025 – Long Summary
- Funeral plans sector portfolio letter: priorities 2023-2025
- Dear CEO Letter: Supervisory review of global equity finance businesses – Long Summary
- Dear CEO Letter: Supervisory review of global equity finance businesses
- Portfolio letter: Data Reporting Services Providers (DRSPs) – Long Summary
- Portfolio letter: Data Reporting Services Providers (DRSPs)
- Portfolio Letter: Our custody and fund services supervision strategy – Long Summary
- Portfolio Letter: Our custody and fund services supervision strategy
- Cryptoasset firms marketing to UK consumers must get ready for the financial promotions regime by 8 October 2023 – Long Summary
- Cryptoasset firms marketing to UK consumers must get ready for the financial promotions regime by 8 October 2023
- Letter to firms on preparations to comply with the cryptoasset financial promotions regime – Long Summary
- Letter to firms on preparations to comply with the cryptoasset financial promotions regime
- Final warning for cryptoasset firms marketing to UK consumers and those supporting them to get ready for the financial promotion regime – Long Summary
- Final warning for cryptoasset firms marketing to UK consumers and those supporting them to get ready for the financial promotion regime
- Portfolio strategy letter: investment-based crowdfunding – Long Summary
- Portfolio strategy letter: investment-based crowdfunding
- FCA expectations for investment-based crowdfunding platforms – Long Summary
- FCA expectations for investment-based crowdfunding platforms
- Our supervision strategy for corporate finance firms: portfolio letter – Long Summary
- Our supervision strategy for corporate finance firms: portfolio letter
- Our Contracts for Difference (CFD) Strategy – portfolio letter – Long Summary
- Our Contracts for Difference (CFD) Strategy – portfolio letter
- Implementing the Consumer Duty in the Contract for Difference (CFD) portfolio
- Dear CEO letter: FCA expectations of claims management companies when they act for customers – Long Summary
- Dear CEO letter: FCA expectations of claims management companies when they act for customers
- Credit Brokers Portfolio Letter – Long Summary
- Credit Brokers Portfolio Letter
- Insolvency Service letter on debt packager firms – Long Summary
- Insolvency Service letter on debt packager firms
- Portfolio letter: FCA supervisory strategy for Mainstream Consumer Credit Lenders (MCCL) portfolio – Long Summary
- Portfolio letter: FCA supervisory strategy for Mainstream Consumer Credit Lenders (MCCL) portfolio
- Dear CEO letter: Buy Now Pay Later (BNPL) firms – Long Summary
- Dear CEO letter: Buy Now Pay Later (BNPL) firms
- FCA Portfolio: High cost lending letter 2022 – Long Summary
- FCA Portfolio: High cost lending letter 2022
- Implementing the Consumer Duty in Mainstream Consumer Credit Lenders (MCCL) – Long Summary
- Implementing the Consumer Duty in Mainstream Consumer Credit Lenders (MCCL)
- Implementing the Consumer Duty in the Consumer Investments sector – Long Summary
- Implementing the Consumer Duty in the Consumer Investments sector
- Implementing the Consumer Duty in the Retail Finance Providers portfolio – Long Summary
- Implementing the Consumer Duty in the Retail Finance Providers portfolio
- Implementing the Consumer Duty in the Motor Finance Providers portfolio – Long Summary
- Implementing the Consumer Duty in the Motor Finance Providers portfolio
- Implementing the Consumer Duty in Credit Brokers – Long Summary
- Implementing the Consumer Duty in Credit Brokers
- FCA strategy for consumer lending – Long Summary
- FCA strategy for consumer lending
- Dear CEO letter: Wholesale market broking firms – Long Summary
- Dear CEO letter: Wholesale market broking firms
- Portfolio letter: Wholesale brokers 2023 – Long Summary
- Portfolio letter: Wholesale brokers 2023
- Dear CEO letter: Inappropriate use of title transfer collateral arrangements (TTCAs) and regulatory permissions for financing transactions – Long Summary
- Dear CEO letter: Inappropriate use of title transfer collateral arrangements (TTCAs) and regulatory permissions for financing transactions
- Asset Management Portfolio Letter – Long Summary
- Asset Management Portfolio Letter
- Portfolio letter: Our supervisory strategy for Principal Trading Firms – Long Summary
- Portfolio letter: Our supervisory strategy for Principal Trading Firms
- Portfolio letter: FCA strategy for Building Societies – Long Summary
- Portfolio letter: FCA strategy for Building Societies
- Portfolio letter: Benchmark Administrator Supervisory Strategy
- Portfolio letter: Our supervision strategy for benchmark administrators, September 2022 – Long Summary
- Portfolio letter: Our supervision strategy for benchmark administrators, September 2022
- Portfolio letter: Wholesale banking sector – Long Summary
- Portfolio letter: Wholesale banking sector
- Dear CEO Letter: (Retail Banks portfolio only) common control failings identified in anti-money laundering frameworks in retail banks (2021) – Long Summary
- Dear CEO Letter: (Retail Banks portfolio only) common control failings identified in anti-money laundering frameworks in retail banks (2021)
- Portfolio Letter – supervision strategy for retail banking portfolio – Long Summary
- Portfolio Letter – supervision strategy for retail banking portfolio
- Implementing the Consumer Duty in the Retail Banks and Building Societies sector – Long Summary
- Implementing the Consumer Duty in the Retail Banks and Building Societies sector
- Dear CEO Letter: FCA expectations of principal firms in the investment management sector – Long Summary
- Dear CEO Letter: FCA expectations of principal firms in the investment management sector
- Letter – Effective liquidity management: good practice for Authorised Fund Managers – Long Summary
- Letter – Effective liquidity management: good practice for Authorised Fund Managers
- Dear chair letter: Authorised ESG and sustainable investment funds: improving quality and clarity – Long Summary
- Dear chair letter: Authorised ESG and sustainable investment funds: improving quality and clarity
- Portfolio letter: Our Asset Management Supervision Strategy – Long Summary
- Portfolio letter: Our Asset Management Supervision Strategy
- Implementing the Consumer Duty in Asset Management, Custody & Fund Services and Alternatives portfolios – Long Summary
- Implementing the Consumer Duty in Asset Management, Custody & Fund Services and Alternatives portfolios
- Dear CEO letter: ESG Benchmarks Review – Long Summary
- Dear CEO letter: ESG Benchmarks Review
- Portfolio letter: Our Alternatives Supervision Strategy
- Portfolio letter: Our Alternatives Supervision Strategy – Long Summary
- Portfolio Letter: Our Alternatives Supervision Strategy 2022 – Long Summary
- Portfolio Letter: Our alternatives supervision strategy 2022
- Our asset management & alternatives supervisory strategy – interim update
- Our asset management & alternatives supervisory strategy – interim update – Long summary
- Action needed in response to common control failings identified in anti-money laundering frameworks – Long Summary
- Action needed in response to common control failings identified in anti-money laundering frameworks
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