Compliance Management System for Financial Services Firms
My Compliance Centre is for firms that are regulated for financial services. For most firms, it replaces a complex network of Excel worksheets, documents and systems with a single, shared and integrated cloud-based compliance management solution.
Manage and record attestations to policies.
Receive, manage and store compliance enquiries from staff, customers and other stakeholders.
Assign and track testing, monitoring and remediation activities through to completion.
Replace different Excel worksheets with a single system, keeping all your registers in one place.
Benefit from full version control, easily share documents and track receipt and acknowledgments.
Track file reviews, manage remedial actions, complete quality assurance and produce management reports.
Boards & Committees
Manage your entire governance structure, with all key information in one place.
Automated data feed of regulatory developments. Assign, track and manage changes to policies, procedures, systems and controls.
Keep your Senior Managers and Certification Regime on track and get the documents you need.
Complete transparency and visibility of your compliance management, enhancing the ways in which you think about, identify, and manage your regulatory risk.
Evidences your compliance
My Compliance Centre offers a complete audit trail so that you can easily evidence your compliance to your board and, if they were to ask, the regulators.
Get a bird's eye view or drill down into the detail. With this information at your fingertips, you can be confident that you are on top of everything.
Reduces compliance risk
Ensures your compliance framework keeps pace with regulatory developments. Gives you visibility of all scheduled and ad-hoc tasks and remedial activities.
Single source of truth
One integrated platform so you can be sure to find the information you need, when you need it, without any fuss or version control confusion.