Assign and track compliance tasks through to completion. Whether it's scheduled activities, such as compliance monitoring, or ad hoc activities such as regulatory change and new compliance register entries.
Individual, team and company management information dashboards enhance the ways in which you can think about, identify and manage your regulatory risk. Build and customise your own dashboards or use one of the pre-defined options.
Supports all organisational structures, from individual companies to complex groups with decentralised compliance. Take account of employees’ responsibilities, add group companies and configure businesses into regions, sectors or other groupings.
Bespoke a templated plan or create your own, and even include broader internal audit or other assurance activities. Assign and track testing, monitoring and remediation activities through to completion.
- A calendar view of compliance monitoring activities
- Create risk and sub-risk areas
- Define monitoring activities by risk area
- View overdue and upcoming tasks
- Reporting dashboards track activities by individual, team or company
- View and evidence completed tasks
Capture and circulate regulatory changes, record staff acknowledgements, assign responsibilities and track and manage changes to your policies, processes, systems and procedures.
- Select your data feeds from relevant regulators
- Define distribution groups
- Send updates for information or formal acknowledgement
- Set roles, responsibilities and key dates
- Automated system alerts keep you on track
- Audit trail evidences your compliance and acknowledgements
Managing compliance registers is a standard tasks but one that often results in many different Excel worksheets. Simplify your processes with all your registers in one place.
- Capture data and entries from across your business
- Record comprehensive audit trails, categorising entries for easy reporting
- Assign and monitor remedial actions
- Keep track of additional information requirements, so that these are not forgotten
- Dashboard and reporting suite offer real time management information at your fingertips
Manage your entire governance structure, with all key information in one place.
- Define committee structures and membership
- Record terms of reference, and membership
- Schedule meetings
- Record minutes and actions
- Track tasks and activities to completion
Receive, manage, store and track all staff compliance questions and interactions with the compliance team.
- No staff login required - uses innovative EasyForm process
- Assign compliance team ownership
- Record all communications
Store your policies, procedures, processes and other key documents
- Define document types
- Upload all compliance documents
- Manage version control
- Distribute to staff for formal attestation
Choose expansion modules as part of your compliance management application or as stand alone modules.
Single source of truth
Replace complex networks of different systems, processes and documents with one integrated management platform.
Complete transparency and visibility of your compliance management, with a full audit trail and evidence. Reducing non-compliance risk by having your compliance status at the touch of a button.
Manage your compliance with more confidence and free your team to spend more time challenging, reviewing and improving.