Everything in one place

My Compliance Centre is a compliance management solution that has all the tools that firms regulated for financial services need to comply with their regulatory obligations. A single, shared and integrated platform that brings clarity to their compliance management and gives their compliance team, senior managers and Board the confidence that they have everything under control. 

Explore My Compliance Centre

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All the tools you need to comply with your regulatory obligations

Replace complex networks of different Excel worksheets, documents and systems with a single, shared cloud-based  compliance management solution. Saving you time, giving you full visibility and control, and making it easier to report and evidence your compliance.


Explore the modules

Compliance Monitoring

Assign and track testing, monitoring and remediation activities through to completion.


Regulatory Change

Automated data feed of regulatory developments. Assign, track and manage changes to policies, procedures, systems and controls.


Compliance Registers

Replace different Excel worksheets with a single system, keeping all your registers in one place.



Manage your entire governance structure, with all key information in one place. 


Compliance Advice

Receive, manage and store compliance enquiries from staff, customers and other stakeholders.


Document Management

Store your policies, procedures and other key documents with formal version control.


SM&CR System

Keep your Senior Managers and Certification Regime on track and get the documents you need.



Track file reviews, manage remedial actions, complete quality assurance and produce management reports.


There's a better way

Modernise your compliance management with a single, shared and integrated cloud-based solution. Specifically designed for firms that offer regulated financial services and in sectors that include Asset Management, Banking, Capital Markets, Consumer Credit, Corporate Finance, Fintech, Insurance, Investment Management, Payment Services, Private Equity, Venture Capital and Wealth Management.

Enhanced governance

Stronger governance

Complete transparency and visibility of your compliance management, enhancing the ways in which you think about, identify, and manage your regulatory risk.


Evidences your compliance

My Compliance Centre offers a complete audit trail so that you can easily evidence your compliance to your board and, if they were to ask, the regulators.

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Increases confidence

Get a bird's eye view or drill down into the detail. With this information at your fingertips, you can be confident that you are on top of everything.


Reduces compliance risk

Ensures your compliance framework keeps pace with regulatory developments. Gives you visibility of all scheduled and ad-hoc tasks and remedial activities.

Single source

Single source of truth

One integrated platform so you can be sure to find the information you need, when you need it, without any fuss or version control confusion.

Take a look at My Compliance Centre

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