Compliance Management System for Financial Services Firms
My Compliance Centre is for firms that are regulated for financial services. For most firms, it replaces a complex network of Excel worksheets, documents and systems with a single, shared and integrated cloud-based compliance management solution.
Take a look at My Compliance Centre
BOOK DEMO Call now +44 (0)20 8017 8273 Explore My Compliance Centre How it works
Saving you countless hours and giving your compliance team and senior managers the confidence that you have everything under control.
Automating your compliance management
In the process of managing your compliance obligations there will be different tasks to complete. A task being an activity that involves one or more persons and which has a start and end date. My Compliance Centre's automated workflow keeps your compliance tasks and activities on track.
Simplifying your management reporting
Build your own reports or create your own management dashboards. They enable you to view and explore your compliance status with a real time picture of completed, upcoming or overdue tasks. You can then export data into different formats for mangement reporting or further manipulation.
All the tools you need
Attestations
Manage and record attestations to policies.
Compliance Advice
Receive, manage and store compliance enquiries from staff, customers and other stakeholders.
Compliance Monitoring
Assign and track testing, monitoring and remediation activities through to completion.
Compliance Registers
Replace different Excel worksheets with a single system, keeping all your registers in one place.
Document Manager
Benefit from full version control, easily share documents and track receipt and acknowledgments.
FileChecker
Track file reviews, manage remedial actions, complete quality assurance and produce management reports.
Boards & Committees
Manage your entire governance structure, with all key information in one place.
Regulatory Change
Automated data feed of regulatory developments. Assign, track and manage changes to policies, procedures, systems and controls.
SM&CR System
Keep your Senior Managers and Certification Regime on track and get the documents you need.
There's a better way
Modernise your compliance management with a single, shared and integrated cloud-based solution. Specifically designed for firms that offer regulated financial services and in sectors that include Asset Management, Banking, Capital Markets, Consumer Credit, Corporate Finance, Fintech, Insurance, Investment Management, Payment Services, Private Equity, Venture Capital and Wealth Management.
Stronger governance
Complete transparency and visibility of your compliance management, enhancing the ways in which you think about, identify, and manage your regulatory risk.
Evidences your compliance
My Compliance Centre offers a complete audit trail so that you can easily evidence your compliance to your board and, if they were to ask, the regulators.
Increases confidence
Get a bird's eye view or drill down into the detail. With this information at your fingertips, you can be confident that you are on top of everything.
Reduces compliance risk
Ensures your compliance framework keeps pace with regulatory developments. Gives you visibility of all scheduled and ad-hoc tasks and remedial activities.
Single source of truth
One integrated platform so you can be sure to find the information you need, when you need it, without any fuss or version control confusion.
Take a look at My Compliance Centre
BOOK DEMO Call now +44 (0)20 8017 8273 Email a question How it works