All the tools you need to comply with your regulatory obligations
Replace complex networks of different Excel worksheets, documents and systems with a single, shared cloud-based compliance management solution. Saving you time, giving you full visibility and control, and making it easier to report and evidence your compliance.
Explore the modules
Compliance Monitoring
Assign and track testing, monitoring and remediation activities through to completion.
Regulatory Change
Automated data feed of regulatory developments. Assign, track and manage changes to policies, procedures, systems and controls.
Compliance Registers
Replace different Excel worksheets with a single system, keeping all your registers in one place.
Compliance Advice
Receive, manage and store compliance enquiries from staff, customers and other stakeholders.
Document Management
Store your policies, procedures and other key documents with formal version control.
SM&CR System
Keep your Senior Managers and Certification Regime on track and get the documents you need.
FileChecker
Track file reviews, manage remedial actions, complete quality assurance and produce management reports.
There's a better way
Modernise your compliance management with a single, shared and integrated cloud-based solution. Specifically designed for firms that offer regulated financial services and in sectors that include Asset Management, Banking, Capital Markets, Consumer Credit, Corporate Finance, Fintech, Insurance, Investment Management, Payment Services, Private Equity, Venture Capital and Wealth Management.
Stronger governance
Complete transparency and visibility of your compliance management, enhancing the ways in which you think about, identify, and manage your regulatory risk.
Evidences your compliance
My Compliance Centre offers a complete audit trail so that you can easily evidence your compliance to your board and, if they were to ask, the regulators.
Increases confidence
Get a bird's eye view or drill down into the detail. With this information at your fingertips, you can be confident that you are on top of everything.
Reduces compliance risk
Ensures your compliance framework keeps pace with regulatory developments. Gives you visibility of all scheduled and ad-hoc tasks and remedial activities.
Single source of truth
One integrated platform so you can be sure to find the information you need, when you need it, without any fuss or version control confusion.
Take a look at My Compliance Centre
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