- Maintain a tight control of Financial Promotions.
- Streamline the approvals process, configure different approval templates for each product.
- Set an expiry date for each Financial Promotion and demonstrate full control over a critical aspect of your consumer facing compliance.
- Implement a structured and controlled review process of client sales.
- Define your own file review structure, scoring and weighting.
- Review advice given and policies adhered to and demonstrate your internal culture of taking corrective action for any failures.
- Manage Quality Assurance and access key MI any time.
- Take control with our simple to use application that reduces the cost and administrative burden of managing your obligations under the Senior Managers and Certification Regime (SM&CR).
- Automated workflow processes keep you on track and identifies gaps in your compliance.
- Get the documents you need from responsibilities maps to certificates and regulatory reference information.
- Use the interactive dashboards to see your status and produce reports.
Take a look at My Compliance Centre
BOOK DEMO Call now +44 (0)20 8017 8273 Email a question How it works