Consumer Duty

• Maintain a tight control of Financial Promotions.
• Streamline the approvals process, configure different approval templates for each product. 
• Set an expiry date for each Financial Promotion and demonstrate full control over a critical aspect of your consumer facing compliance. 

More about Financial Promotions here

• Implement a structured and controlled review process of client sales.
• Define your own file review structure, scoring and weighting.
• Review advice given and policies adhered to and demonstrate your internal culture of taking corrective action for any failures. 
• Manage Quality Assurance and access key MI any time. 

More about FileChecker here

• Take control with our simple to use application that reduces the cost and administrative burden of managing your obligations under the Senior Managers and Certification Regime (SM&CR).
• Automated workflow processes keep you on track and identifies gaps in your compliance.
• Get the documents you need from responsibilities maps to certificates and regulatory reference information.
• Use the interactive dashboards to see your status and produce reports.

More about SMCR here