My Compliance Centre has a range of tools to support employees comply with FCA regulations and internal compliance policies.
My Compliance Centre supports the core compliance operations carried out by Compliance Officers on a daily basis.
Having your entire Governance structure in one place, integrated with your SMCR framework offers the potential of managing and evidencing a highly effective regime.
The FCA’s Consumer Duty Regulation puts unprecedented pressure on regulated firms and their compliance departments.
File Review Management
File reviews are a central part of the compliance control framework for many regulated firms, particularly in sectors such as Consumer Credit, Insurance, Mortgages and Wealth Management.
Read more here File Review Solutions
Take control with our simple to use application that reduces the cost and administrative burden of managing your obligations under the Senior Managers and Certification Regime (SMCR).