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Release Date: 16th May 2022

To access the original FCA document, click here.


Andrew Mark Thomas Page was fined £361,071 by the Financial Conduct Authority (FCA) on 16 May 2022 for breaching Statement of Principle 1 (Integrity) of the Authority’s Statements of Principle for Approved Persons. Additionally, Mr. Page was prohibited from performing any function related to any regulated activity carried on by an authorised person, exempt person, or exempt professional firm. The breaches occurred between 3 July 2014 and 1 February 2016 in relation to his controlled functions at Financial Page Ltd (FPL).

Key Takeaways for Other Firms:

Summary of Findings:

In conclusion, the FCA’s action against Andrew Mark Thomas Page underscores the critical importance of maintaining integrity and adhering to regulatory standards in the financial services industry. Firms must ensure rigorous oversight and compliance to prevent dishonest and reckless behaviour, thereby protecting consumers and maintaining the stability of the financial system.

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