Release Date: 22nd September 2015

To access the original FCA document, click here.

Summary

The FCA has issued a final notice to Craig McNeil, imposing a £350,000 fine and banning him from performing any significant influence function in relation to any regulated activity. McNeil, the former Finance Director of Keydata Investment Services Limited, was found to have failed to act with integrity and due skill, care, and diligence during his tenure.

Key Details:

Key Takeaways for Other Firms:

By adhering to these principles, firms can maintain regulatory compliance, protect consumer interests, and avoid substantial penalties.

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