Release Date: 16th August 2024 To access the original FCA document, click here. Summary The Financial
Release Date: 26th July 2024 To access the original FCA document, click here. Summary The Financial
The FCA recently published the findings of their review into firms’ approaches to completing the
In the complex world of financial regulation, maintaining compliance with the Senior Managers and Certification
The FCA published its three-year strategy in 2022 and has supported that every year with
Updated March 2024 In this article, My Compliance Centre Founder, Ben Mason, revisits a favourite
Introducing Register Builder / Spotlight on: Register Builder Customise and build your own registers in
We were very excited to release an update to our application, which introduced a new
The Financial Conduct Authority (FCA) recognises the significant role of wealth managers and stockbrokers in
In the highly regulated landscape of the UK financial services industry, the Senior Managers and
In the dynamic landscape of the UK financial services sector, regulated by the Financial Conduct
In the UK financial services sector, compliance with the Senior Managers and Certification Regime (SM&CR)
In the realm of financial services, where regulatory compliance and quality of advice are paramount,
FCA regulated firms offering advice to clients face a range of risks. Typically, these are
In the UK, financial services firms are subject to stringent regulations governed by the Financial
In today’s ever-changing regulatory landscape, it is crucial for businesses to stay on top of
Autumn 2023 SMCR Release of v2 of SMCR to bring further configurability – refer to
Spotlight on SMCR Primarily our SMCR Module allows users to track accountabilities in line with
Written by Ben Mason, CEO, My Compliance Centre. Autumn 2023 Newsletter. So, what has been
Ten years’ worth of fines are now published on the FCA’s website. We thought it
All compliance professionals working in the UK’s financial services industry understand how important it is
We are delighted to announce that we’ve won the following awards at The Compliance Register
The FCA metrics spreadsheet is independently produced based on the FCA’s published “outcomes and metrics”,
The FCA’s Business Plan is a must read for all compliance professionals in the UK.
July 2023 Dear Clients and Partners, Welcome to the Summer Edition of our Newsletter for
Case Study – ADG Corporate 7 March 2023 “We wanted a system, with wide ranging
January 2023 Dear Clients and Partners, Welcome to our first Newsletter for 2023 and here’s
Ben Mason 11 June 2021 File reviews have long been a method for insurance companies,
Dear Clients and Partners, Since our last newsletter, the world is moving on a pace,
Written by Ben Mason, CEO, My Compliance Centre 28 September 2022 Newsletter Regulator Activity We
Ben Mason, CEO, My Compliance Centre 27 September 2022 The future of regulation is of
Central to everything we do at My Compliance Centre is, of course, the functionality of
Ben Mason 15 July 2022 ”Implementing a Compliance Management System can be a life-changing experience
In this article, Ben Mason, CEO, My Compliance Centre, argues that Compliance Management Systems can
Welcome to the summer edition of our quarterly newsletter. As always, we are eager to
“Consumer Duty” is the next big thing in financial services regulation. In this article, Ben
8 April 2022 “When I joined the company, we had a room full of lever
One of the biggest challenges facing Senior Managers who are regulated under the FCA’s SMCR
”There are many factors to prioritise when selecting the best compliance management technology for your
Welcome and happy spring! I am delighted to share our quarterly newsletter. Writing this, I simply
My Compliance Centre is delighted to be partnering with Mazars Financial Planning to support the
“It does not matter how well you are doing at the other stuff – compliance
Ben Mason 30 November 2021 My Compliance Centre are delighted to announce the launch of
Ben Mason 22 September 2021 It’s a sad fact of life that the voices of
Ben Mason 27 September 2021 What are the features of an ideal compliance function? Thomson
22 September 2021 Robust and accurate regulatory compliance that takes less time and cuts overheads.
Ben Mason 8 July 2021 Compliance Monitoring is at the heart of a compliance department’s
Tony Tyler 5 July 2021 A new video has been published today offering an insight
Tony Tyler 9 June 2021 Julian Alexander has joined My Compliance Centre as Chief Technology
Tony Tyler 22 April 2021 My Compliance Centre is extremely excited to have been selected
Ben Mason 24 November 2020 2020 has been a tumultuous year, with the pandemic affecting
We were very excited to release an update to our application, which
Autumn 2023 SMCR Release of v2 of SMCR to bring further configurability
We are delighted to announce that we’ve won the following awards at
