Request a Demo Today

Book Demo

Insights

Insights

Search

FCA Fines

Thought leadership

Dear CEO Letters

News

Blogs

Streamline Your SMCR Compliance: Discover How My Compliance Centre Simplifies Senior Managers and Certification Regime Management 

In the complex world of financial regulation, maintaining compliance with the Senior Managers and Certification Regime (SMCR) can be a significant challenge. The Financial Conduct

Read More

FCA Fines

View All
2024

HSBC UK Bank plc, HSBC Bank plc, and Marks and Spencer Financial Services plc

HSBC UK Bank plc, HSBC Bank plc, and Marks and Spencer Financial Services plc (collectively
2024

Citigroup Global Markets Ltd

Citigroup Global Markets Limited (CGML) has been fined £27,766,200 by the Financial Conduct Authority (FCA)
2024

James William Edward Lewis

Mr James William Edward Lewis has been fined £120,300 by the Financial Conduct Authority (FCA)

Thought leadership

View All

Evaluating the FCA’s Strategic Execution and Anticipating Future Directions 

The FCA published its three-year strategy in 2022 and has supported that every year with

FCA Business Plan – Practical Actions for Compliance Officers

The FCA’s Business Plan is a must read for all compliance professionals in the UK.

The Future of RegTech: Listening to Those at the Coalface

Ben Mason 22 September 2021 It’s a sad fact of life that the voices of

Dear CEO Letters

View All
2024

Thematic review of retirement income advice

The Financial Conduct Authority (FCA) has released findings from its recent thematic review of retirement
2024

Our asset management & alternatives supervisory strategy – interim update

The Financial Conduct Authority (FCA) has updated the supervisory strategy for the Asset Management and
2024

Multi – occupancy buildings insurance

The Financial Conduct Authority (FCA) addresses developments in multi-occupancy buildings insurance (MOBI), focusing on leaseholder

News

View All

Module of the Quarter 

Introducing Register Builder / Spotlight on:  Register Builder  Customise and build your

System Updates

We were very excited to release an update to our application, which

System Updates

Autumn 2023 SMCR  Release of v2 of SMCR to bring further configurability

Blogs

View All

Streamline Your SMCR Compliance: Discover How My Compliance Centre Simplifies Senior Managers and Certification Regime Management 

In the complex world of financial regulation, maintaining compliance with the Senior

Evaluating the FCA’s Strategic Execution and Anticipating Future Directions 

The FCA published its three-year strategy in 2022 and has supported that

FCA Expectations for Wealth Management & Stockbroking Firms 

The Financial Conduct Authority (FCA) recognises the significant role of wealth managers

Consultation Papers

VIEW MORE

FCA Fines

VIEW MORE

Thought leadership

VIEW MORE

Dear CEO Letters

VIEW MORE

News

VIEW MORE

Blogs

VIEW MORE

Company Registration Number: 12405117

+44 (0)20 8017 8273

69 Hermitage Road, Hitchin, Hertfordshire, SG5 1DB.

Please note that calls may be recorded for training and monitoring purposes.

Copyright © 2023 My Compliance Centre Limited.

Privacy Policy