Consultancies
For compliance consultancies, the challenge is managing many clients at once – every obligation, every action, every deadline – and being able to show each of them that it is under control. My Compliance Centre gives you one platform to do it across your whole client base.
A consultancy carries the compliance load for every client it serves – often dozens of firms, each with its own obligations, reporting cycle and deadlines. Run across spreadsheets and shared inboxes, the work scales badly. Actions slip between clients, the overall picture is hard to hold and proving to a client that their compliance is in good order takes longer than it should.
What My Compliance Centre Addresses
One view across every client
A single dashboard across your whole client base. See the status of each client’s compliance activity – monitoring, attestations, registers, actions – from one place, drop into any individual client when you need to, and always know what is outstanding and where.
The same processes, deployed many times
Set a structured process up once and run it across every client – monitoring programmes, attestation campaigns, registers – rather than rebuilding it firm by firm. As your client base grows, you add clients to the platform, not workload to your team.
Nothing slips between clients
Every action, finding and deadline tracked to closure across all clients at once. Automated reminders mean nothing depends on someone remembering, and you can see at a glance which clients have items outstanding and which are clear.
Evidence you can show your clients
Give each client a clear, evidenced picture that their compliance is being managed properly – a live view of their status, Board-ready reporting and a complete audit trail. The proof of the work you do is there whenever a client, or their Board, asks for it.
The range of services on one platform
Compliance monitoring, file reviews, employee compliance, governance, registers and more – all on one platform. Take on more for your clients without taking on another system to run.
Register vault
60+ register templates – incidents, breaches, complaints, financial promotions and more – supported by a workflow engine for approvals and reviews. Deploy the registers each client needs, and add more as the relationship develops.
Regulatory change
For consultancies that manage regulatory change on behalf of clients – track FCA and other developments, assign actions across the relevant clients and evidence each firm’s response in a structured, auditable way.
What This Means in Practice
You manage more clients without adding people. Nothing slips between firms, because every action lives in one place. And when a client asks how their compliance is being managed, the answer is immediate – a live, evidenced picture, not a report assembled from scratch.
Frequently Asked Questions
Yes. My Compliance Centre lets a consultancy manage multiple client firms from one platform, with a single view across the whole client base and the ability to drop into any individual client. You see the status of each client’s compliance activity in one place, rather than holding it across separate spreadsheets and inboxes for every firm.
The platform gives you one dashboard across every client – monitoring, attestations, registers and actions – so you can see what is outstanding and where at a glance. Every action and deadline is tracked to closure across all clients at once, with automated reminders, so nothing slips between firms and you are always on top of the whole portfolio.
Yes. You can set a process up once – a monitoring programme, an attestation campaign, a set of registers – and deploy it across multiple clients rather than rebuilding it firm by firm. As you take on more clients, you add them to the platform rather than adding workload to your team.
The platform gives each client a clear, evidenced picture of how their compliance is being managed – a live view of their status, Board-ready reporting and a complete audit trail. The proof of the work you do is produced automatically, so when a client or their Board asks what has been done, you can show it rather than describe it.
Yes. Any firm that manages compliance on behalf of, or with oversight of, multiple other firms can use the platform’s multi-client view – including outsourced compliance providers and AR network principals. Principal firms in particular use it to oversee their appointed representative populations, deploy attestations across the network and evidence that oversight to the FCA.
Let us show you how My Compliance Centre can make a difference to your risk and compliance management
Fill in your details and we will give you a call to arrange a demo. Alternatively, call us on +44 (0)20 8017 8273 or email info@mycompliancecentre.com.