Request a Demo Today

Release Date: 17th November 2015

To access the original FCA document, click here.


The Financial Conduct Authority (FCA) fined Mothahir Miah, a former Investment Analyst at Aviva Investors Global Services Limited, £139,000 and banned him from performing any function in relation to any regulated activity in the financial services industry. Mr Miah was penalised for failing to act with honesty and integrity, exploiting weaknesses in Aviva Investors’ trading systems and controls between January 2010 and October 2012 to engage in “cherry picking.”

Key Details:

Key Takeaways for Firms:

By adhering to these guidelines, firms can better protect themselves from similar regulatory breaches and ensure the integrity of their trading practices.

Back to the Dear CEO letter archives.