Automated workflow processes keep you on track and identifies gaps in your compliance. 

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SM&CR System

Take control with our simple to use application that reduces the cost and administrative burden of managing your obligations under the Senior Managers and Certification Regime (SM&CR).
Automated workflow processes keep you on track and identifies gaps in your compliance. Get the documents you need from responsibilities maps to certificates and regulatory reference information. Use the interactive dashboards to see your status and produce reports.


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Key features

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Manage SM&CR from one central place

  • Tools to manage all components of your SM&CR compliance.
  • Information stored for staff across your entire organisation in one place.
  • Track and record key dates or changes to your regime quickly and effectively.
  • Tasks and reminders ensure you don't have any gaps.
  • Access reports for the board, risk committee and, if needed, the FCA and other regulators at the touch of a button.

There's a better way

Modernise your compliance management with a single, shared and integrated cloud-based solution. Specifically designed for firms that offer regulated financial services and in sectors that include Asset Management, Banking, Capital Markets, Consumer Credit, Corporate Finance, Fintech, Insurance, Investment Management, Payment Services, Private Equity, Venture Capital and Wealth Management.

Enhanced governance

Stronger governance

Complete transparency and visibility of your compliance management, enhancing the ways in which you think about, identify, and manage your regulatory risk.


Evidences your compliance

My Compliance Centre offers a complete audit trail so that you can easily evidence your compliance to your board and, if they were to ask, the regulators.

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Increases confidence

Get a bird's eye view or drill down into the detail. With this information at your fingertips, you can be confident that you are on top of everything.


Reduces compliance risk

Ensures your compliance framework keeps pace with regulatory developments. Gives you visibility of all scheduled and ad-hoc tasks and remedial activities.

Single source

Single source of truth

One integrated platform so you can be sure to find the information you need, when you need it, without any fuss or version control confusion.

Take a look at My Compliance Centre

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