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Release Date: 16th May 2022

To access the original FCA document, click here.


Thomas Henry Ward has been fined £482,718 by the FCA for acting without approval and integrity as a director of Financial Page Ltd (FPL) between July 2014 and February 2016. Additionally, Mr Ward has been prohibited from performing any function related to regulated activities carried out by any authorised person, exempt person, or exempt professional firm.

Reasons for the Fine:

Key Takeaways for Other Firms:


The FCA’s action against Thomas Henry Ward highlights the importance of adhering to regulatory requirements and maintaining integrity in all professional activities. Firms and individuals must ensure they have the necessary approvals and act in accordance with regulatory standards to avoid similar penalties and prohibitions.

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