Latest insights from My Compliance Centre

Research, analysis and perspective on compliance leadership in UK financial services

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13 March 2025

How to Manage Financial Promotions Effortlessly: Traditional Methods vs. Technology-Enhanced Approaches 

In the UK, financial services firms are subject to stringent regulations governed by the Financial Conduct Authority (FCA), particularly concerning financial promotions, which refer to the marketing of financial...

Read time: 4 minutes

How to Manage Financial Promotions Effortlessly: Traditional Methods vs. Technology-Enhanced Approaches 
What does Compliance Cost UK Plc?

What does Compliance Cost UK Plc?

Read time: 10 minutes

01 March 2024
Module of the Quarter 

Module of the Quarter 

Read time: 1 minute

30 January 2024
System Updates

System Updates

Read time: 2 minutes

FCA Expectations for Wealth Management & Stockbroking Firms 

FCA Expectations for Wealth Management & Stockbroking Firms 

Read time: 3 minutes

24 January 2024
How to configure your internal policy Attestations programmes 

How to configure your internal policy Attestations programmes 

Read time: 4 minutes

11 January 2024
Evaluating the Need for File Checks and Reviews in Financial Services Firms 

Evaluating the Need for File Checks and Reviews in Financial Services Firms 

Read time: 4 minutes

13 December 2023
How to Streamline Your File Review Process 

How to Streamline Your File Review Process 

Read time: 4 minutes

06 December 2023
How to stay on top of FCA Regulatory Change Management 

How to stay on top of FCA Regulatory Change Management 

Read time: 8 minutes

09 November 2023
How to Create, Track and Manage Your Compliance Monitoring Programme

How to Create, Track and Manage Your Compliance Monitoring Programme

Read time: 5 minutes

03 October 2023