Latest insights from My Compliance Centre

Research, analysis and perspective on compliance leadership in UK financial services

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20 January 2025

Improving Consumer Duty Board Reports

The FCA recently published the findings of their review into firms’ approaches to completing the first Annual Consumer Duty Board Report. The examples of good and poor practices got...

Read time: 4 minutes

Improving Consumer Duty Board Reports
Evaluating the FCA’s Strategic Execution and Anticipating Future Directions 

Evaluating the FCA’s Strategic Execution and Anticipating Future Directions 

Read time: 7 minutes

11 June 2024
What does Compliance Cost UK Plc?

What does Compliance Cost UK Plc?

Read time: 10 minutes

01 March 2024
Module of the Quarter 

Module of the Quarter 

Read time: 1 minute

30 January 2024
FCA Expectations for Wealth Management & Stockbroking Firms 

FCA Expectations for Wealth Management & Stockbroking Firms 

Read time: 3 minutes

24 January 2024
How to configure your internal policy Attestations programmes 

How to configure your internal policy Attestations programmes 

Read time: 4 minutes

11 January 2024
Evaluating the Need for File Checks and Reviews in Financial Services Firms 

Evaluating the Need for File Checks and Reviews in Financial Services Firms 

Read time: 4 minutes

13 December 2023
How to Streamline Your File Review Process 

How to Streamline Your File Review Process 

Read time: 4 minutes

06 December 2023
How to stay on top of FCA Regulatory Change Management 

How to stay on top of FCA Regulatory Change Management 

Read time: 8 minutes

09 November 2023
Ten Years of FCA Fines 

Ten Years of FCA Fines 

Read time: 10 minutes

03 October 2023