FileChecker

Manual Compliance Processes – Six Risks You Can’t Afford to Ignore

Risk and Compliance teams in regulated financial services firms know the feeling:

Excel to Excellence: Why Compliance Teams Are Switching to Automation

Compliance professionals in regulated financial services are no strangers to the pressures

Evaluating the Need for File Checks and Reviews in Financial Services Firms 

In the realm of financial services, where regulatory compliance and quality of

How to Streamline Your File Review Process 

FCA regulated firms offering advice to clients face a range of risks. 

Enhancing governance at the point of sale

Ben Mason 11 June 2021 File reviews have long been a method

My Compliance Centre supports Mazars Financial Planning’s GRC during a period of high growth

My Compliance Centre is delighted to be partnering with Mazars Financial Planning

Robust Compliance With Time to Spare

22 September 2021 Robust and accurate regulatory compliance that takes less time