Modern compliance teams execute a wide range of tasks on a daily basis. To be effective, it is critical that they use the right tools. My Compliance Centre contains a comprehensive toolset to support a modern compliance function.
Modern compliance teams execute a wide range of tasks on a daily basis. To be effective, it is critical that they use the right tools. My Compliance Centre contains a comprehensive toolset to support a modern compliance function.
Build your risk-based Compliance Monitoring Programme, defining risks and sub-risks, and testing methods & objectives.
Receive an automated data feed of regulatory updates from the regulators that affect you.
Create own approval workflow, manage your register Define your breaches categories – from SARs to data errors.
Log all your compliance documents in a central location. Manage version control and update policies as required.
Streamline your support process for non-compliance colleagues. Receive help requests directly into the system
Maintain a tight control of your Financial Promotions approval process and register. Streamline the approvals process
Track file reviews, manage remedial actions, complete quality assurance and produce management reports.
See your company’s entire universe of compliance tasks in one screen. Simply filter to see what is assigned to an individual
Company Registration Number: 12405117
69 Hermitage Road, Hitchin, Hertfordshire, SG5 1DB.