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Streamline Your SMCR Compliance: Discover How My Compliance Centre Simplifies Senior Managers and Certification Regime Management 

In the complex world of financial regulation, maintaining compliance with the Senior Managers and Certification Regime (SMCR) can be a significant challenge. The Financial Conduct

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FCA Fines

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PricewaterhouseCoopers LLP

Release Date: 16th August 2024 To access the original FCA document, click here. Summary The Financial

Anthony Dale Cuming

Release Date: 26th July 2024 To access the original FCA document, click here. Summary The Financial

Steven Harbinder Singh Sahota

Release Date: 26th July 2024 To access the original FCA document, click here. Summary The Financial

Thought leadership

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Evaluating the FCA’s Strategic Execution and Anticipating Future Directions 

The FCA published its three-year strategy in 2022 and has supported that every year with

FCA Expectations for Wealth Management & Stockbroking Firms 

The Financial Conduct Authority (FCA) recognises the significant role of wealth managers and stockbrokers in

Ten Years of FCA Fines

Ten years’ worth of fines are now published on the FCA’s website. We thought it

Dear CEO Letters

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2024

Thematic review of retirement income advice

The Financial Conduct Authority (FCA) has released findings from its recent thematic review of retirement
2024

Our asset management & alternatives supervisory strategy – interim update

The Financial Conduct Authority (FCA) has updated the supervisory strategy for the Asset Management and
2024

Multi – occupancy buildings insurance

The Financial Conduct Authority (FCA) addresses developments in multi-occupancy buildings insurance (MOBI), focusing on leaseholder

News

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Module of the Quarter 

Introducing Register Builder / Spotlight on:  Register Builder  Customise and build your

System Updates

We were very excited to release an update to our application, which

System Updates

Autumn 2023 SMCR  Release of v2 of SMCR to bring further configurability

Blogs

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Streamline Your SMCR Compliance: Discover How My Compliance Centre Simplifies Senior Managers and Certification Regime Management 

In the complex world of financial regulation, maintaining compliance with the Senior

Evaluating the FCA’s Strategic Execution and Anticipating Future Directions 

The FCA published its three-year strategy in 2022 and has supported that

FCA Expectations for Wealth Management & Stockbroking Firms 

The Financial Conduct Authority (FCA) recognises the significant role of wealth managers

Consultation Papers

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FCA Fines

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Thought leadership

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Dear CEO Letters

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News

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Blogs

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